RBI Proposes Registration Exemption for Small, Low-Risk NBFCs

11/02/2026

Draft rules would create a new 'Unregistered Type I' class for firms with assets under INR 10 billion that do not use public funds.

Securities / Derivatives

SEBI Tightens Norms for CRAs on Cross-Regulatory Ratings

11/02/2026

New framework mandates clear separation of activities, enhanced disclosures, and explicit client consent to bolster investor protection and regulatory clarity.

Securities / Derivatives

HKEX Mandates Readiness Tests for New Derivatives Market Codes

11/02/2026

Exchange and clearing participants must confirm technical readiness by 24 April for system changes affecting stock options and futures.

Securities / Derivatives

Tokyo and Frankfurt to Collaborate on Green Finance, AI Compliance Tech

10/02/2026

The two financial hubs have signed an agreement to bolster cooperation on financing the green transition and developing new AI-driven compliance solutions.

Enforcement

Korea FSS to Targets Consumer Protection, Virtual Assets in 2026 Work Plan

10/02/2026

The regulator will shift to pre-emptive supervision of financial product design, manage real estate risks, and establish new frameworks for virtual assets and AI.

Securities / Derivatives

Vietnam Regulators Directed to Fast-Track Establishment of Gold Exchange

10/02/2026

Government orders central bank to finalise plans for a national gold exchange and tap vast public reserves to boost economy.

Enforcement

NZ Insurer FMG to Pay NZD 2.1m, Remediate Millions for Misleading Customers

10/02/2026

New Zealand's FMG has admitted to fair dealing breaches after an FMA investigation found it overcharged thousands of customers for years.

Chinese Regulators Issue Joint Warning on 'Rights Protection' Scams

10/02/2026

Five key agencies caution against agents using social media to falsely promise full insurance refunds, debt clearance, and investment fee returns.

Securities / Derivatives

China Regulator Uncovers Major Violations in 2025 IPO Inspections

10/02/2026

Two firms and their intermediary institutions face investigation for suspected fraud, while the CSRC notes a sharp drop in companies withdrawing applications upon inspection, signalling improved filing quality.