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Securities / Derivatives
SEBI Proposes Lighter-Touch AIFs for Accredited Investors
By Editors | 12/08/2025
SEBI has issued proposals for a new fund category with fewer restrictions, signalling a long-term shift in how investor sophistication is measured.
AML / KYC
Nepal Imposes New AML Rules on Cooperative Institutions
By Editors | 12/08/2025
The government has mandated detailed reporting and 'know your member' rules for all cooperatives as it seeks removal from the FATF grey list.
Fintech / Regtech
Chinese Regulators Direct FIs to Stop Promoting Stablecoins - Reports
By Editors | 11/08/2025
Regulators informally instruct brokers to cease research and seminars, citing concerns over fraud and market hype.
AML / KYC
US 'Debanking' Order Puts AML Compliance in Focus
By Manesh Samtani | 11/08/2025
A new executive order directs regulators to remove 'reputation risk' from supervision, forcing banks to balance fair access mandates with AML obligations.
AML / KYC
FATF Establishes New Code of Conduct for Stakeholders
By Editors | 11/08/2025
The FATF has introduced a new code to ensure integrity, professionalism, and respect among all its stakeholders.
Enforcement
KoFIU Issues Warning Against Two Unregistered Crypto Firms
By Mark Johnston | 11/08/2025
KoFIU has referred KCEX and QXALX to law enforcement and warned registered firms to cease all transactions with them.
Enforcement
AUSTRAC's “Pokies” Case Holds Lessons for Compliance Teams
By Nathan Lynch | 11/08/2025
The latest civil enforcement action from AUSTRAC for alleged AML/CTF compliance breaches offers a raft of lessons for other businesses, writes Nathan Lynch.
Fintech / Regtech
KoFIU Launches Study on AML/CFT Standards for Stablecoins
By Manesh Samtani | 09/08/2025
The Financial Intelligence Unit has commissioned research to align with FATF standards ahead of the country's next phase of virtual asset legislation.
Fintech / Regtech
BSP to Impose Biometric Checks, Daily Caps on Gambling Payments
By Editors | 09/08/2025
New rules will require banks and e-wallets to implement stricter identity verification, transaction limits, and other controls to mitigate gambling-related financial harm.
Fintech / Regtech
Taiwan to Mandate Data Sharing Between Banks and Crypto Firms
By Editors | 08/08/2025
The FSC will amend laws to create a joint inquiry mechanism, allowing real-time monitoring of suspicious cash and cryptocurrency flows.
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