Securities / Derivatives

Market Infrastructure

Bursa Malaysia to Revise Listing Fees from January 2026

By Nithya Subramanian | 03/11/2025

Bursa Malaysia will revise its listing and regulatory fees for the Main, ACE, and LEAP markets after receiving approval from the Securities Commission Malaysia.

Fintech / Regtech

Korea: Three Consortia Vie for New Fractional Investment Trading Licences

By Editors | 03/11/2025

Three groups, including one led by KRX, have applied for licences to operate secondary trading platforms for fractional investments.

Securities / Derivatives

Cboe to Exit Australia in Global Listings Retreat, ASIC Vows Orderly Sale

By Sanday Chongo Kabange | 03/11/2025

The move is part of a global exit from corporate listings, coming just weeks after Cboe Australia was approved by ASIC to challenge the ASX's monopoly.

Securities / Derivatives

SEBI Delays T+0 Stock Settlement Rollout for Brokers Again

By Editors | 03/11/2025

SEBI cited technological and operational readiness challenges at major brokers for the second postponement of the optional same-day settlement system.

Enforcement

LME Fines Mizuho Unit $350k for Systemic OTC Reporting Failures

By Mark Johnston | 03/11/2025

The London Metal Exchange penalised the Mizuho unit for failing to report affiliate OTC positions for over two years due to internal control deficiencies.

Securities / Derivatives

Korean Regulators to Scrutinise K-Bank’s Reliance on Upbit Ahead of IPO

By Nithya Subramanian | 03/11/2025

South Korea’s financial authorities will closely review K-Bank’s reliance on cryptocurrency exchange Upbit, focusing on potential liquidity risks and risk disclosures.

Crypto / Digital Assets

SFC Flags Risks of Corporate Crypto Treasuries, Mulls New Rules

By Editors | 03/11/2025

The SFC is concerned about speculative premiums on listed firms holding digital assets and is studying potential new guidelines.

Securities / Derivatives

Beijing Bourse to Launch ETF, Tightens Listed Company Oversight

By Editors | 03/11/2025

The exchange will launch a BSE 50 ETF and has published its first-ever information disclosure ratings for listed companies.

Securities / Derivatives

HKEX Details Exemption Process for Northbound HFT Reporting

By Editors | 03/11/2025

A new mandatory checklist and updated technical specifications have been released for firms seeking exemption from HFT reporting under Stock Connect.