Securities / Derivatives

    Securities / Derivatives

    BSEC Drafts New IPO Rules to End Discounts, Tighten Valuation

    By Nithya Subramanian | 05/11/2025

    The BSEC’s draft IPO rules propose ending retail discounts, introducing valuation ceilings, enforcing lock-ins for institutions, and enhancing oversight of book-building.

    ESG / Sustainability

    ASX Appoints Ex-RBA Governor to Lead New Governance Body

    By Sanday Chongo Kabange | 05/11/2025

    The move follows recent criticism from the RBA and an investigation by ASIC into the exchange operator's governance and risk management.

    Securities / Derivatives

    China to Expand Stock Connect, Deepen Integration with Hong Kong

    By Manesh Samtani | 05/11/2025

    Regulators at the Global Financial Leaders' Investment Summit announced plans to expand Stock Connect and support the launch of government bond futures in Hong Kong.

    Securities / Derivatives

    IOSCO Pushes for CDS Transparency, Highlighting Gaps in APAC Hubs

    By Manesh Samtani | 05/11/2025

    IOSCO encourages jurisdictions to enhance post-trade transparency after finding no evidence the CDS market caused 2023 banking stress.

    Securities / Derivatives

    CSRC Drafts New Rules for Funds on Use of Performance Benchmarks

    By Editors | 04/11/2025

    New draft rules aim to tie manager pay to benchmark performance, curb misleading marketing, and enforce investment discipline across the public fund industry.

    Securities / Derivatives

    HKEX to Mandate API Migration, Decommission Participant Gateway by 2027

    By Sanday Chongo Kabange | 04/11/2025

    The move is part of a broader push to modernise Hong Kong's post-trade infrastructure and promote greater automation for participants.

    Securities / Derivatives

    South Korea's Ruling Party Pushes Policy Reform to Boost KOSPI

    By Mark Johnston | 04/11/2025

    Seoul is advancing legislation on dividend taxation and mandatory share buybacks, pursuing a pledge to elevate the KOSPI index to 5,000.

    Securities / Derivatives

    China NFRA Drafts New Rules for Asset Management Trusts

    By Sanday Chongo Kabange | 04/11/2025

    The proposed measures aim to curb risks by standardising products, banning principal guarantees, and setting new investor and concentration limits.

    Securities / Derivatives

    India’s IFSCA Proposes Easing Norms for Capital Market Intermediaries

    By Nithya Subramanian | 04/11/2025

    The IFSCA has proposed easing qualification norms, lowered custodian net worth requirements, and introducing unified registration for GIFT City capital market intermediaries.

    Securities / Derivatives

    SEBI Eases Rules for Investment Advisers, Research Analysts

    By Nithya Subramanian | 04/11/2025

    SEBI allows advisers to charge for second opinions on distributed assets and share certified past performance before PaRRVA’s launch.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team