Securities / Derivatives

    Enforcement

    Hong Kong SFC Secures Global Asset Freeze in HKEX Insider Dealing Case

    By Sanday Chongo Kabange | 25/02/2026

    SFC obtains first-of-its-kind UK court order to freeze HKD 4.3 million linked to a former HKEX employee and relatives.

    Securities / Derivatives

    Sri Lanka to Enhance Oversight of Corporate Financial Reporting

    By Nithya Subramanian | 25/02/2026

    The SEC and SLAASMB will collaborate on monitoring financial statements and audit compliance to promote transparency and investor confidence in Sri Lanka’s capital markets.

    Securities / Derivatives

    Bursa Malaysia to Enhance Transparency of Trading Participation Data

    By Nithya Subramanian | 24/02/2026

    The exchange will distinguish between institutional and retail nominee accounts and reclassify certain foreign-owned company flows to improve data transparency.

     

    Securities / Derivatives

    Malaysia Files Charges Against Prominent Islamic Finance Figure

    By Sanday Chongo Kabange | 24/02/2026

    Daud Bakar, a former top shariah adviser, has pleaded not guilty to abetting unlicensed securities dealing in a case brought by the SC.

    Securities / Derivatives

    SEBI Plans Overhaul of Rules for Portfolio Management Services

    By Nithya Subramanian | 24/02/2026

    SEBI plans to update the PMS framework by June 2026 to encourage stronger internal controls, more disciplined risk management, and investor-focused practices.

    ESG / Sustainability

    Korea Eyes Pension Reforms to Boost Stewardship and Market Value

    By Nithya Subramanian | 24/02/2026

    Lawmakers are advancing bills to mandate FSS oversight of stewardship activities and reform the National Pension Service's investment and voting practices.

    Capital / Liquidity

    RBI’s Lending Curbs on Bank Funding to Hit Trading Firms

    By Nithya Subramanian | 24/02/2026

    The RBI’s norms on bank funding for capital market activities are expected to squeeze trading firms, with smaller brokerages seen as most vulnerable.

    Securities / Derivatives

    India: AIBI Unveils New Initiatives to Strengthen IPO Market

    By Nithya Subramanian | 24/02/2026

    The investment bankers' association has launched new handbooks and guides aimed at streamlining listings, enhancing investor literacy, and attracting global capital.

    Securities / Derivatives

    CME Group Confirms 29 May Launch for 24/7 Crypto Trading

    By Manesh Samtani | 23/02/2026

    Giovanni Vicioso says the launch is a direct response to client demand for weekend risk management and increasing activity from APAC participants.

    Securities / Derivatives

    Taiwan Mandates Electronic Filing for Declaring Stock Buybacks

    By Sanday Chongo Kabange | 23/02/2026

    New rule effective 1 May aims to streamline the declaration process for TWSE and TPEx companies, improve efficiency, and reduce operational costs.

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