Securities / Derivatives

    Enforcement

    Hong Kong SFC Bans Former Representative of Sun Hung Kai for Life

    By Sanday Chongo Kabange | 27/02/2026

    The individual conducted unauthorised trades and forged documents over a five-year period to conceal significant client losses.

    Securities / Derivatives

    Thailand Futures Exchange Unveils Strategy to Draw in Retail Investors

    By Nithya Subramanian | 27/02/2026

    TFEX is launching mini gold futures and short-dated options to lower entry barriers and reposition itself as a risk management hub.

    Securities / Derivatives

    Kenanga Launches Malaysia’s First Tokenised Money Market Funds

    By Manesh Samtani | 27/02/2026

    The move, part of a collaboration with the Stellar Development Foundation, aims to expand retail access and improve operational efficiency.

    Securities / Derivatives

    ASX Faces Calls to Recalibrate Proposed Derivatives Volatility Controls

    By Sanday Chongo Kabange | 27/02/2026

    Market participants have backed extending anomalous order thresholds to interest rate futures but rejected proposed parameters and called for different controls for commodities.

    ESG / Sustainability

    Japan Proposes Major Corporate Governance Code Overhaul

    By Manesh Samtani | 27/02/2026

    The draft revision aims to streamline the code, enhance board responsibilities for capital allocation, and elevate sustainability and diversity to core principles.

    Securities / Derivatives

    South Korea Proposes Mandatory Asset Disclosure for Finfluencers

    By Nithya Subramanian | 27/02/2026

    New bill would require financial influencers to reveal their holdings and paid promotions, with penalties including jail terms and fines up to KRW 500 million for violations.

    Securities / Derivatives

    Philippines SEC Revamps Procedural Rules to Speed Up Case Adjudication

    By Sanday Chongo Kabange | 27/02/2026

    The SEC has replaced its 2016 rulebook, introducing streamlined processes and a greater emphasis on electronic case management.

    Securities / Derivatives

    Philippines Adopts Tiered Public Float Rule to Bolster Listings

    By Sanday Chongo Kabange | 27/02/2026

    The SEC has introduced a new framework linking minimum public ownership to market capitalisation to encourage more IPOs.

    AML / KYC

    Korea Proposes 'Unlimited' Rewards for Reporting Stock Manipulation, Accounting Fraud

    By Nithya Subramanian | 27/02/2026

    The new rules remove reward caps and link payments of up to 30% of collected fines and penalties to incentivise insider reporting.

    Securities / Derivatives

    BCBS Progresses Work on Expedited Review of Cryptoasset Standard

    By Editors | 26/02/2026

    At its latest meeting, the BCBS discussed recent market developments, noting progress on a targeted review of its prudential standard for banks' cryptoasset exposures.

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