SECURITIES / DERIVATIVES

    Securities / Derivatives

    Korea: IT Controls Need Upgrade Following Trading System Failures

    By Nithya Subramanian | 26/08/2025

    The FSS has warned securities firms to strengthen IT controls after a surge in trading system failures, saying action will be taken against companies responsible for major incidents.

    Securities / Derivatives

    SEBI Considers Framework to Tame Unlisted Share 'Grey Market'

    By Editors | 26/08/2025

    SEBI is considering a regulated platform for pre-IPO trading to enhance transparency, improve price discovery, and boost tax revenue.

    Securities / Derivatives

    Cracking the European T+1 Code for APAC Firms

    By Val Wotton | 26/08/2025

    Europe's shift to T+1 settlement in 2027 presents unique challenges for APAC firms. Proactive automation, data harmonisation, and early preparation are crucial for successful adaptation.

    ESG / Sustainability

    Singapore Extends Climate Reporting Deadlines to Support Companies

    By Nithya Subramanian | 26/08/2025

    SGX RegCo and ACRA have set a phased approach to climate reporting, allowing smaller listed and large non-listed companies to adopt later timelines.

    Securities / Derivatives

    WFE Calls on Regulators to Crack Down on 'Tokenised Stocks'

    By Editors | 26/08/2025

    The WFE is calling on global regulators to address blockchain-based tokens mimicking equities, citing new risks and market integrity threats.

    Securities / Derivatives

    Hong Kong Launches Enhanced Arrangements for RMB Bond Repo

    By Manesh Samtani | 26/08/2025

    The new arrangements allow re-use of Chinese bond collateral and facilitate cross-currency trades saw over CNY 3 billion in transactions on debut.

    Securities / Derivatives

    India Post and AMFI Sign MOU for Mutual Fund Distribution

    By Nithya Subramanian | 25/08/2025

    Under the agreement, postal staff will act as mutual fund distributors, expanding access in rural and semi-urban areas.

    Securities / Derivatives

    CSRC Issues New Online Marketing Rules for Futures Firms

    By Mark Johnston | 25/08/2025

    The new rules tighten oversight of online marketing by futures companies, aiming to curb misconduct and enhance investor safeguards.

    Market Infrastructure

    China Proposes Major Overhaul of Interbank FX Market Rules

    By Mark Johnston | 25/08/2025

    New draft regulations aim to strengthen comprehensive supervision, clarify market access for institutions and modernise a framework dating back to 1996.

    Securities / Derivatives

    CSRC Finalises Changes to Classification Framework for Securities Firms

    By Mark Johnston | 25/08/2025

    Revised framework adds 'functional performance' to ratings, expands bonus points for smaller firms, and toughens penalties for major violations.

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