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Enforcement
Hong Kong Jails Masterminds for 'Ramp-And-Dump' Securities Fraud
By Sanday Chongo Kabange | 10/02/2026
The duo used 'WeChat teachers' to promote stocks, then used naked short selling to make HKD 3.3 million in illicit profits.

Securities / Derivatives
Vietnam Regulators Directed to Fast-Track Establishment of Gold Exchange
By Editors | 10/02/2026
Government orders central bank to finalise plans for a national gold exchange and tap vast public reserves to boost economy.

Fintech / Regtech
IOSCO Targets AI Governance, Private Markets and Non-Bank Resilience in 2026 Workplan
By Mark Johnston | 10/02/2026
IOSCO outlines plans for AI supervisory toolkits, crypto assessments and stricter valuation principles for collective investment schemes.

Securities / Derivatives
Australia Urged to Mandate LEI Renewals to Safeguard Data Integrity
By Manesh Samtani | 10/02/2026
An industry leader calls for stronger regulatory enforcement to ensure data quality as the LEI's use expands beyond derivative reporting.

Securities / Derivatives
RBI Proposes Major Overhaul of Credit Derivatives Framework
By Nithya Subramanian | 10/02/2026
Draft rules aim to deepen corporate bond market by introducing new products, expanding user eligibility, and setting stricter guardrails.

Securities / Derivatives
China Regulator Uncovers Major Violations in 2025 IPO Inspections
By Editors | 10/02/2026
Two firms and their intermediary institutions face investigation for suspected fraud, while the CSRC notes a sharp drop in companies withdrawing applications upon inspection, signalling improved filing quality.

Securities / Derivatives
PSE Proposes Rule Changes to Boost Offshore Securities Lending
By Sanday Chongo Kabange | 09/02/2026
The proposed framework aims to align with global standards by allowing offshore collateral management to encourage greater foreign participation in the market.

Securities / Derivatives
SEBI Mandates AIFs to Report NAV Data to Depositories
By Nithya Subramanian | 09/02/2026
The new rules require all Alternative Investment Funds to upload NAV data to depository systems, aiming to boost transparency and operational efficiency.

Securities / Derivatives
Japan to Link Spot and Futures Electricity Trading Markets
By Sanday Chongo Kabange | 09/02/2026
The service, entering its second phase in August 2026, aims to simplify transactions and encourage hedge accounting for electricity futures.

Securities / Derivatives
RBI Streamlines FPI Debt Cap Under Voluntary Retention Route
By Nithya Subramanian | 09/02/2026
The RBI has merged VRR investment limits into the broader FPI debt ceilings, aiming to encourage long-term investments in government and corporate bonds.
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