Securities / Derivatives

    Enforcement

    Hong Kong Jails Masterminds for 'Ramp-And-Dump' Securities Fraud

    By Sanday Chongo Kabange | 10/02/2026

    The duo used 'WeChat teachers' to promote stocks, then used naked short selling to make HKD 3.3 million in illicit profits.

    Securities / Derivatives

    Vietnam Regulators Directed to Fast-Track Establishment of Gold Exchange

    By Editors | 10/02/2026

    Government orders central bank to finalise plans for a national gold exchange and tap vast public reserves to boost economy.

    Fintech / Regtech

    IOSCO Targets AI Governance, Private Markets and Non-Bank Resilience in 2026 Workplan

    By Mark Johnston | 10/02/2026

    IOSCO outlines plans for AI supervisory toolkits, crypto assessments and stricter valuation principles for collective investment schemes.

    Securities / Derivatives

    Australia Urged to Mandate LEI Renewals to Safeguard Data Integrity

    By Manesh Samtani | 10/02/2026

    An industry leader calls for stronger regulatory enforcement to ensure data quality as the LEI's use expands beyond derivative reporting.

    Securities / Derivatives

    RBI Proposes Major Overhaul of Credit Derivatives Framework

    By Nithya Subramanian | 10/02/2026

    Draft rules aim to deepen corporate bond market by introducing new products, expanding user eligibility, and setting stricter guardrails.

     

    Securities / Derivatives

    China Regulator Uncovers Major Violations in 2025 IPO Inspections

    By Editors | 10/02/2026

    Two firms and their intermediary institutions face investigation for suspected fraud, while the CSRC notes a sharp drop in companies withdrawing applications upon inspection, signalling improved filing quality.

    Securities / Derivatives

    PSE Proposes Rule Changes to Boost Offshore Securities Lending

    By Sanday Chongo Kabange | 09/02/2026

    The proposed framework aims to align with global standards by allowing offshore collateral management to encourage greater foreign participation in the market.

    Securities / Derivatives

    SEBI Mandates AIFs to Report NAV Data to Depositories

    By Nithya Subramanian | 09/02/2026

    The new rules require all Alternative Investment Funds to upload NAV data to depository systems, aiming to boost transparency and operational efficiency.

    Securities / Derivatives

    Japan to Link Spot and Futures Electricity Trading Markets

    By Sanday Chongo Kabange | 09/02/2026

    The service, entering its second phase in August 2026, aims to simplify transactions and encourage hedge accounting for electricity futures.

    Securities / Derivatives

    RBI Streamlines FPI Debt Cap Under Voluntary Retention Route

    By Nithya Subramanian | 09/02/2026

    The RBI has merged VRR investment limits into the broader FPI debt ceilings, aiming to encourage long-term investments in government and corporate bonds.

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