SECURITIES / DERIVATIVES

    Securities / Derivatives

    Taiwan Mandates New Audit and Cyber Rules for Securities Firms

    By Sanday Chongo Kabange | 03/09/2025

    The FSC says the new rules set minimum internal audit staffing levels and require cybersecurity self-assessments for firms seeking to expand their business or open new branches.

    Securities / Derivatives

    Bursa Malaysia Onboards UBS as First Foreign Islamic Stockbroker

    By Nithya Subramanian | 03/09/2025

    The addition of UBS Securities Malaysia as a new Islamic Participating Organisation is expected to expand global access to Malaysia's growing Shariah-compliant capital market.

    Securities / Derivatives

    Taiwan Raises Onshore Investor Cap for Offshore Funds to 90pc

    By Sanday Chongo Kabange | 03/09/2025

    The FSC will permit a higher domestic investment ratio for offshore fund managers who establish core asset management operations, such as research or trading, in Taiwan.

    Securities / Derivatives

    NSE India Revises Freeze Limits on Index Derivatives

    By Nithya Subramanian | 03/09/2025

    The NSE has raised freeze limits on select index derivatives from 1 September, including Bank Nifty contracts.

    Securities / Derivatives

    India's MSE Raises New Funds to Better Compete in Derivatives Market

    By Mark Johnston | 03/09/2025

    The Metropolitan Stock Exchange of India has secured fresh capital for its derivatives push and infrastructure upgrade but faces hurdles from dominant rivals and regulation.

    Securities / Derivatives

    Taiwan Eases Approval Process for Offering Offshore Funds

    By Nithya Subramanian | 03/09/2025

    New rules allow eligible foreign fund houses with a significant local presence to use a streamlined declaration system for offshore funds.

    AML / KYC

    SFC Bans Former UBS Director for Life Over Money Laundering Conviction

    By Sanday Chongo Kabange | 03/09/2025

    The SFC has permanently barred Suen Kin-wing following convictions for laundering over HKD 134 million and breaching court injunctions.

    Securities / Derivatives

    SEBI Sets Intraday Position Limits for Equity Index Options

    By Editors | 03/09/2025

    SEBI will cap net intraday positions at INR 50 billion and mandate random monitoring by exchanges to curb speculation.

    Securities / Derivatives

    Taiwan Launches New Office to Promote Asian Asset Management Centre

    By Nithya Subramanian | 03/09/2025

    The AAMC Promotion Office will provide one-stop services for global firms and strengthen Taiwan's push to become a regional financial hub.

    Securities / Derivatives

    Bangladesh Regulators Take Action Against Underfunded Brokerages

    By Nithya Subramanian | 02/09/2025

    The BSEC has ordered DSE to act against two brokerage houses over serious net worth shortfalls, while BB moves to liquidate nine debt-ridden NBFIs.

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