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Securities / Derivatives
Taiwan Mandates New Audit and Cyber Rules for Securities Firms
By Sanday Chongo Kabange | 03/09/2025
The FSC says the new rules set minimum internal audit staffing levels and require cybersecurity self-assessments for firms seeking to expand their business or open new branches.
Securities / Derivatives
Bursa Malaysia Onboards UBS as First Foreign Islamic Stockbroker
By Nithya Subramanian | 03/09/2025
The addition of UBS Securities Malaysia as a new Islamic Participating Organisation is expected to expand global access to Malaysia's growing Shariah-compliant capital market.
Securities / Derivatives
Taiwan Raises Onshore Investor Cap for Offshore Funds to 90pc
By Sanday Chongo Kabange | 03/09/2025
The FSC will permit a higher domestic investment ratio for offshore fund managers who establish core asset management operations, such as research or trading, in Taiwan.
Securities / Derivatives
NSE India Revises Freeze Limits on Index Derivatives
By Nithya Subramanian | 03/09/2025
The NSE has raised freeze limits on select index derivatives from 1 September, including Bank Nifty contracts.
Securities / Derivatives
India's MSE Raises New Funds to Better Compete in Derivatives Market
By Mark Johnston | 03/09/2025
The Metropolitan Stock Exchange of India has secured fresh capital for its derivatives push and infrastructure upgrade but faces hurdles from dominant rivals and regulation.
Securities / Derivatives
Taiwan Eases Approval Process for Offering Offshore Funds
By Nithya Subramanian | 03/09/2025
New rules allow eligible foreign fund houses with a significant local presence to use a streamlined declaration system for offshore funds.
AML / KYC
SFC Bans Former UBS Director for Life Over Money Laundering Conviction
By Sanday Chongo Kabange | 03/09/2025
The SFC has permanently barred Suen Kin-wing following convictions for laundering over HKD 134 million and breaching court injunctions.
Securities / Derivatives
SEBI Sets Intraday Position Limits for Equity Index Options
By Editors | 03/09/2025
SEBI will cap net intraday positions at INR 50 billion and mandate random monitoring by exchanges to curb speculation.
Securities / Derivatives
Taiwan Launches New Office to Promote Asian Asset Management Centre
By Nithya Subramanian | 03/09/2025
The AAMC Promotion Office will provide one-stop services for global firms and strengthen Taiwan's push to become a regional financial hub.
Securities / Derivatives
Bangladesh Regulators Take Action Against Underfunded Brokerages
By Nithya Subramanian | 02/09/2025
The BSEC has ordered DSE to act against two brokerage houses over serious net worth shortfalls, while BB moves to liquidate nine debt-ridden NBFIs.
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