Securities / Derivatives

Securities / Derivatives

Vietnam to Establish New Entity to Manage HNX, HoSE

By Editors | 05/01/2021

The new Vietnam Stock Exchange will rate as a limited liability company to manage the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange.

Securities / Derivatives

UPDATED – NYSE Commences, Then Halts Delisting of Chinese Companies

By Editors | 05/01/2021

NYSE will no longer delist the ADRs of China Telecom, China Mobile and China Unicom “in light of further consultation with relevant regulatory authorities”.

Enforcement

Korea FSS Identifies More Fraud, Bribery at Private Equity Firms

By Editors | 04/01/2021

The FSS said it will impose sanctions on companies identified as being engaged in such practices, including to refer cases for criminal prosecution as needed.

Securities / Derivatives

CBIRC to Allow WMPs to Be Sold Through Bank Channels

By Editors | 04/01/2021

Under draft rules, banks that absorb public deposits are allowed to act as agents to sell wealth management products issued by wealth management subsidiaries.

Securities / Derivatives

BOK Extends Corporate Bond, Commercial Paper Support by 6 Months

By Editors | 04/01/2021

A special purpose vehicle created in July to support the corporate bond and commercial paper markets will be extended another six months.

Securities / Derivatives

PBOC Offers Incentives for Interbank Bond Market Makers

By Editors | 04/01/2021

New rules set to take effect in April will streamline administration of market makers and for the first time establish an incentive mechanism.

Capital / Liquidity

HKMA Intends to Bring ‘Stay Rules’ into Operation in 2021

By Editors | 03/01/2021

Implementation will occur in two phases, the first for contracts where the only counterparties are HKMA-authorised institutions and/or FIs that are part of G-SIBs.

Securities / Derivatives

SC Malaysia Issues Guidance to Address Unlicensed Investment Advice

By Editors | 03/01/2021

An increasing number of social media, chat room and messaging applications are providing stock recommendations or investment advice to the public for a fee.

Securities / Derivatives

China Unifies Disclosure Requirements for Corporate Bond Issuance

By Editors | 03/01/2021

The rules apply to companies issuing enterprise debt financing instruments, corporate bonds and enterprise bonds, whether in the interbank market or on exchanges.