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Securities / Derivatives
HKEX Details Exemption Process for Northbound HFT Reporting
By Editors | 03/11/2025
A new mandatory checklist and updated technical specifications have been released for firms seeking exemption from HFT reporting under Stock Connect.

Trending
China Expands Southbound ETF Connect to Include US-Linked Funds
By Manesh Samtani | 03/11/2025
The expansion follows a relaxation of eligibility rules and marks the first time mainland investors can access US equities via the scheme.

Fintech / Regtech
HKMA Trade Pilot Flags Hurdles for Commercial Use of Digital Money
By Manesh Samtani | 31/10/2025
A cross-border supply chain finance pilot found tokenised deposits were preferred, but scaling requires major bank and regulatory action.

Securities / Derivatives
Hong Kong Promotes Deeper Financial Ties With Saudi Aradia
By Manesh Samtani | 31/10/2025
Financial Secretary Paul Chan highlighted the 'Rail-plus-Property' model. HKIC to attract capital and position the city as a key gateway.

AML / KYC
Dark Web Price of Stolen Hong Kong Payment Cards Jumps 72%
By Manesh Samtani | 30/10/2025
The average price for a stolen Hong Kong card is now USD 11.87 amid a global price surge, a new report from cybersecurity firm NordVPN finds.

Fintech / Regtech
Hong Kong Expands Retail Use of Digital Yuan in Cross-Border Push
By Editors | 30/10/2025
The move brings the e-CNY to hundreds of convenience stores and vending machines, with BOCHK handling currency conversion.

Securities / Derivatives
China Permits Insurers to Issue 'Sidecar' Securities in Hong Kong
By Editors | 30/10/2025
The new framework allows insurers to cede catastrophe risks to capital market investors, supplementing traditional reinsurance.

Securities / Derivatives
SFC Suspends Ex-Broker for Misconduct Linked to Ramp-and-Dump Probe
By Sanday Chongo Kabange | 29/10/2025
The SFC has penalised a former Shanxi Securities representative for using a client’s password to place 945 trades.

Securities / Derivatives
HKMA Updates Guidance on Staff Registration and Vetting
By Sanday Chongo Kabange | 29/10/2025
The HKMA has consolidated existing rules, emphasising due diligence, reference checks, and the personal liability of senior managers.

ESG / Sustainability
HKMA Issues Additional Guidance on Climate Risk Management
By Sanday Chongo Kabange | 29/10/2025
The HKMA is urging banks to adopt quantitative metrics, bridge data gaps, and embed climate considerations across all traditional risk types.
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