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Securities / Derivatives
India’s Economic Survey Calls for Coordinated Financial Sector Reforms
By Nithya Subramanian | 30/01/2026
The Survey has emphasised the need for regulatory consolidation, tax simplification and risk-focused oversight to deepen capital markets and reinforce financial stability.

Enforcement
SEBI Accuses EY, PwC Executives of Insider Trading in Yes Bank Deal
By Nithya Subramanian | 27/01/2026
SEBI has issued show-cause notices to executives from EY, PwC and private equity firms Carlyle and Advent, alleging insider trading linked to Yes Bank’s USD 1.1 billion share sale in 2022.

Securities / Derivatives
SEBI, AMFI Discuss Lowering Fixed Costs for Mutual Funds
By Nithya Subramanian | 23/01/2026
Discussions are focusing on reducing fixed costs including KYC and depository charges amid tighter expense ratio norms and brokerage caps that are squeezing margins.

Securities / Derivatives
Indian Regulators Plan Unified Statement for All Financial Assets
By Editors | 22/01/2026
SEBI, RBI, and IRDAI are discussing a framework to give consumers a single monthly snapshot of their financial holdings across asset classes.

Securities / Derivatives
SEBI Consults on Regulating ‘Significant’ Market Indices
By Nithya Subramanian | 21/01/2026
Benchmarks widely used by mutual funds would be identified and brought under tighter oversight as SEBI moves to strengthen governance of India’s growing index ecosystem.

Securities / Derivatives
SEBI Proposes to Allow FPI Netting of Funds for Cash Market Trades
By Nithya Subramanian | 20/01/2026
The markets regulator has proposed allowing FPIs to offset purchase and sale proceeds to reduce liquidity strain and funding costs.

Securities / Derivatives
SEBI Unveils SWAGAT FI Framework to Simplify Foreign Investor Access
By Nithya Subramanian | 20/01/2026
The new single-window regime aims to cut red tape for well-regulated foreign investors, allowing easier, faster access to Indian capital markets.

Securities / Derivatives
SEBI to Introduce Closing Auction Session for Equities
By Nithya Subramanian | 19/01/2026
The changes are expected to strengthen price discovery at the market close, with implications for derivatives settlement, index construction and passive fund tracking.

AML / KYC
SEBI to Overhaul KYC Rules to Strengthen AML Oversight
By Nithya Subramanian | 19/01/2026
The consultation paper outlines changes ranging from centralised client information and automated re-KYC alerts to relaxed address verification rules, aimed at balancing ease of onboarding with risk management.

Securities / Derivatives
SEBI Flags 'Gaps' in IPO Disclosures, Urges Bankers to Sharpen Due Diligence
By Nithya Subramanian | 16/01/2026
SEBI chairman highlights recurring issues in risk factors, use of proceeds, and valuation rationale, particularly in the SME segment.
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