Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Conduct, Culture & Accountability
ASIC Issues Report on Debt Capital Raising Conflicts of Interest
24/09/2020
ASIC’s report, in alignment with a report from IOSCO, offers better practices to manage conflicts of interest and conduct risks in debt capital market transactions.
Reporting & Disclosures
WEF Announces Common Metrics for ESG Reporting
24/09/2020
The metrics were developed with Deloitte, EY, KPMG and PwC in an open consultation process with corporates, investors, standard-setters, NGOs and international organisations.
Clearing & Post-Trade
HKEX Preparing to Launch New IPO Platform, FiNI
24/09/2020
The new IPO platform will streamline current IPO processes and shorten the time between IPO pricing and the listing of new shares.
Climate Risk
Korea FSS Calls on Financial Sector to Disclose Climate Risks
24/09/2020
The FSS plans to release guidelines on the disclosure of environmental information and develop a tool to stress test financial resilience to climate risk.
Anti-Money Laundering
Westpac, AUSTRAC Close to Settlement Over AML Breaches
24/09/2020
The final penalty amount, which could reach as high as A$1.5bn, is expected to be announced at a joint press conference in coming days.
Cybersecurity
SFC Identifies Cybersecurity Deficiencies at Internet Brokers
23/09/2020
The SFC found deficiencies relating to two-factor authentication, data encryption, session timeout, monitoring and surveillance, among other areas.
Trading & Investment
Malaysia Completes First KLIBOR-SOFR Cross-currency Basis Swap
23/09/2020
The USD 100 million trade was the first MYR – USD cross-currency transaction referencing the USD SOFR, which will replace USD LIBOR.
Reporting & Disclosures
EBA Seeks Input from Banks on ESG Risk Disclosure Practices
23/09/2020
The survey will support the EBA’s policy work on Pillar 3 disclosure and its wider efforts to develop a robust policy framework in the area of sustainable finance.
Credit Risk
APRA Offers Guidance on Handling of Deferred Loans
23/09/2020
Banks should immediately inform APRA and ASIC if they experience issues collecting on loans with repayment deferrals.
Market Risk
SEBI Issues Risk Management Rules for Negative Commodity Prices
23/09/2020
Clearing corporations are directed to ensure their systems are ready to implement the alternate risk management framework by 21 November.
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