New Zealand’s FMA to Focus on Governance in Future Regulations

23/12/2014

The Financial Markets Authority cited governance and culture, and issues around conflicts of interest among areas it will apply much of its regulatory effort in the medium-term.

China, Thailand to Establish Yuan Clearinghouses

23/12/2014

China and Thailand agreed to establish yuan clearinghouses to boost commercial ties between the two nations.

Hong Kong Regulator Finds No Evidence of Market Rigging

19/12/2014

The Hong Kong Monetary Authority said it found no evidence of rigging in the city’s foreign exchange benchmark following an investigation into the operations of ten banks.

Hong Kong’s SFC Issues Q2 Report

17/12/2014

The Securities and Futures Commission (SFC) has reaffirmed the statutory civil and criminal liability of initial public offering sponsors for defective prospectuses among the regulator’s main accomplishments in the quarter to September.

Hong Kong Exchanges to Boost RMB Currency Futures with New Incentives

16/12/2014

Hong Kong Exchanges and Clearing is introducing new incentives for market participants in the renminbi futures market to support its development.

Securities / Derivatives

Taiwan’s FSC to Seek Consensus on Capital Gains Tax

15/12/2014

Financial Supervisory Commission chairman Tseng Ming-chung said he will seek a common ground with the Ministry of Finance on an impending capital gains tax issue that targets major stock market players.

Basel Committee, IOSCO Issue Guidelines on Securitization Structures

12/12/2014

The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have issued new guidelines to help the financial industry develop simple and transparent securitization structures.

China Approves 12 New IPOs Earlier than Usual

10/12/2014

The China Securities Regulatory Commission has approved the initial public offerings of 12 companies, in a move that could temper fluctuations in markets.

Australian Regulator Steps Up Monitoring of Banks’ Property Lending

09/12/2014

Australia’s prudential regulator has installed new guidelines for banks’ lending to the property sector to address risks in the country’s housing market.