RBA Ellis’ Speech on Stability, Efficiency, Diversity

18/10/2013

A speech delivered today by Dr Luci Ellis to the Paul Woolley Centre for the Study of Capital Market Dysfunctionality Conference in Sydney.

IOSCO Launches First Securities Markets Risk Outlook

17/10/2013

The International Organization of Securities Commissions (IOSCO) has published the IOSCO Securities Markets Risk Outlook for 2013-2014. The report highlights […]

Securities / Derivatives

Sanctions Risk Within Supply Chain Financing

16/10/2013

Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance

China Re-signs MoU with Ukraine

15/10/2013

On December 22, 1997, China Securities Regulatory Commission (CSRC) signed a Memorandum of Understanding (MOU) Regarding Securities and Futures Regulatory […]

China’s Capital Rules Pass International Assessment

15/10/2013

The China Banking Regulatory Commission (CBRC) has disclosed that the Basel Committee gave positive remarks in its assessment report on […]

HK SFC signs MoU with Mongolia Financial Regulatory Commision

11/10/2013

The Securities and Futures Commission (SFC) and the Financial Regulatory Commission of Mongolia (FRC) today entered into a Memorandum of […]

Securities / Derivatives

Regulatory Fragmentation Challenge to Asset Management Industry

10/10/2013

A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

Australian Banks Begin Reporting OTC Derivatives

04/10/2013

The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]

BOJ Amendment to Guidelines on Eligible Collateral

04/10/2013

At the Monetary Policy Meeting held 4 October 2013, the Policy Board of the Bank of Japan made the following […]