Editors
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Articles by Editors
Cybersecurity
SEBI Issues New Advisory on Cybersecurity Practices
28/02/2023
The advisory calls on firms to take into account concentration risk when outsourcing multiple critical services to the same third party vendor.
Alternative Markets
NSE India Wins Final Approval to Launch Social Stock Exchange
27/02/2023
NSE said the social stock exchange would provide a new avenue for social enterprises to finance social initiatives.
Fraud, Scams & Cybercrime
US SEC Penalises SPAC for Allowing Embezzlement by CFO
27/02/2023
A lack of internal controls and oversight allowed the SPAC’s CFO to misappropriate cash and falsify financial reports for over a year.
Structural Regulation
HKEX to Adjust Rules to Support CSRC’s New Overseas Listing Regime
27/02/2023
Listing applicants from the Mainland will have to submit to HKEX a notification issued by the CSRC confirming their completion of Mainland’s filing procedures.
Trading & Investment
Stock Connect Trading Calendars Adjustments to Take Effect in April
27/02/2023
The trading calendar enhancements will add more than ten trading days to northbound and southbound Connect each year.
Structural Regulation
Korea to Enhance Regulatory Framework for Asset Securitisation
27/02/2023
The amendments aim to increase the flexibility of asset securitisation as a fundraising tool, while also improving transparency and risk management.
Fraud, Scams & Cybercrime
US Prosecutors Unveil More Charges Against FTX Founder
26/02/2023
The additional charges allege that Sam Bankman-Fried conspired to commit bank fraud and to make more than 300 illegal political donations.
Payments & Settlements
FSB Sets Out Next Steps for Enhancing Cross-border Payments
26/02/2023
The next phase of work focuses on payment system interoperability, legal and regulatory frameworks, and cross-border data exchange.
Structural Regulation
UK Version of EMIR Refit to Take Effect from 30 Sept 2024
26/02/2023
The FCA and BOE have set out the final changes to the derivatives reporting framework under UK EMIR. Draft validation rules and XML schemas are open for feedback.
Structural Regulation
Crypto-focused Custodia Bank Continues to Pursue Fed Master Account
26/02/2023
The Fed board refused to reconsider its decision to reject Custodia Bank’s application to become a member of the Federal Reserve System.
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