Nithya Subramanian
Nithya Subramanian, a deputy editor at Regulation Asia, has wide experience covering the financial sector in India and Singapore. She has written extensively about wealth management, capital markets and insurance sectors tracking policy and corporate developments. Researching and writing about the South Asian diaspora settled in Singapore and the region is another area of interest. She has a post-graduate degree in English literature. Reach out to her at nithya@regulationasia.com
Articles by Nithya Subramanian
Fintech / Regtech
NYDFS Issues Guidance on Combatting AI-Related Cyber Risks
18/10/2024
The guidance highlights four key threats arising out of AI and offers recommendations on security controls and mitigation measures.
Fintech / Regtech
Singapore CSA Launches Guidelines for Deploying AI Systems
18/10/2024
New Guidelines and Companion Guide aim to help firms securely adopt AI tech and guide decision-makers on security controls and best practices.
Securities / Derivatives
Malaysia to Provide Financing Boost for Mid-Tier Companies
18/10/2024
The partnership aims to enhance capital market access for MTCs. An MYR 500 million fund will be directed to high-potential MTCs.
Singapore Amends Insurance Act Blocking Allianz-Income Deal
18/10/2024
The changes mean an extra layer of approval will be required for transactions involving insurers that are co-operatives or have co-operative links.
Enforcement
SGX Lifts Moratorium on UOBKH Following Remedial Actions
18/10/2024
UOBKH is now allowed to resume acting as an issue manager or full sponsor for new IPOs and reverse takeovers on SGX.
Crypto / Digital Assets
US SEC Charges Cumberland DRW for Illegal Crypto Operations
18/10/2024
The SEC complaint alleges that Cumberland DRW bought and sold over $2bn in crypto assets without registering as a securities dealer.
Capital / Liquidity
FINMA Directs UBS to Make Adjustments to Recovery Plans
18/10/2024
FINMA said UBS’s resolution planning must be further developed to increase the options for action available if there is a risk of insolvency.
Enforcement
CFTC Fines Singapore’s Olam Group for Late Reporting of Cotton Sales
30/09/2024
The CFTC said Olam’s failure to promptly report the sales resulted in the publication of inaccurate and misleading information by the USDA.
Enforcement
US SEC Fines 13 Firms, 10 Individuals for Delaying Stock Disclosures
30/09/2024
Goldman Sachs, Oaktree Capital, Bank of Nova Scotia and Alphabet Inc were among those fined for failing to provide timely information on stock holdings and transactions.
Fintech / Regtech
India to Develop Payments System for Trinidad and Tobago
28/09/2024
The partnership aims to help Trinidad and Tobago develop a UPI-based real-time payments platform for P2P and P2M transactions.
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