AML / KYC

AML / KYC

ASIC Details Enforcement Drive

By Samuel Riding | 21/10/2016

Regulator reveals members and terms of reference for Enforcement Review Task Force

AML / KYC

Taiwan Selects New FSC Chief

By Samuel Riding | 20/10/2016

New chief is Bank of Kaohsiung chairman; former FSC chair quit amid Mega Bank scandal.

AML / KYC

Australia to Launch Banker Remuneration Review

By Samuel Riding | 19/10/2016

APRA says FIs need to ‘better understand and manage their risk cultures’.

AML / KYC

Japan Regulator Issues Guidelines to Boost Lending

By Samuel Riding | 18/10/2016

Guidelines state banks should focus on lending to companies with growth potential.

AML / KYC

Singapore Hosts EU-APAC Regulators Forum

By Samuel Riding | 17/10/2016

Representatives from both jurisdictions’ regulators discuss financial regulation, collaboration

AML / KYC

SFC Reminds on Sudan, DRC Sanctions

By Samuel Riding | 17/10/2016

Regulator also asks corporations and entities to conduct AML compliance checks.

AML / KYC

China to Tighten Internet Finance Rules

By Samuel Riding | 14/10/2016

PBOC to head taskforce including securities regulator and issue measures by March 2017.

AML / KYC

Regulation Still the Top Risk Concern for Global Banks – EY

By Samuel Riding | 13/10/2016

50% of boards, 68% of CROs prioritising regulatory implementation, meeting supervisory expectations.

AML / KYC

Indian Investigators Probe P-Note Data

By Samuel Riding | 13/10/2016

Regulator hands over list of beneficial owners and transfer trails for P-note investments.