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Capital / Liquidity
Geopolitical Risk a Grave Concern for Financial Services in 2018
By Editors | 14/12/2017
DTCC report says cyber risk continues to be seen as greatest threat, but many firms now see geopolitical issues as one of the five biggest concerns.
Capital / Liquidity
China Tackles Online Lending Risk with Information Platform
By Editors | 14/12/2017
More than 110 internet firms subscribe to platform which reveals corporate governance and transaction volume of online loans.
Capital / Liquidity
PBOC Has Mixed Reaction to IMF Financial Stability Study
By Editors | 11/12/2017
China’s central bank says reports will guide regulatory approach, but disagrees with bank capital and non-performing loan assessments.
Capital / Liquidity
Regulation and China’s Growing Debt Mountain
By Peter Guy | 11/12/2017
The recent collapse of OBOR deals shows how inadequate financial regulation is starting to impact international transactions.
Capital / Liquidity
MiFID II: Everything European Banks Active in Asia Need to Know
By Fabienne Sayarath | 07/12/2017
Exploring key issues including the status of local subsidiaries, trading venue uncertainty, transaction reporting and more as the deadline looms.
AML / KYC
Don’t Panic – MiFID II Set for ‘Soft’ Launch
By Samuel Riding | 07/12/2017
Experts say regulators likely to accept a ‘best efforts’ approach for at least several weeks after MiFID II official implementation deadline.
AML / KYC
HK SFC Sees Criminal Charges Surge
By Editors | 07/12/2017
Securities regulator laid 42 charges in 6 months to end-September this year, up 180% from same period in 2016, but commenced far fewer investigations.
Capital / Liquidity
ESMA to Bring 3rd-country CRAs, Trade Repositories Under EU Supervision
By Samuel Riding | 04/12/2017
ESMA executive director Verena Ross says more than 200 non-EU trading venues have asked for exemptions from MiFID II post-trade transparency, position limits.
Capital / Liquidity
Australia to Kick off Long-awaited Royal Commission into Financial Sector
By Editors | 04/12/2017
Inquiry to look into alleged misconduct in financial sector welcomed by banks, securities regulator, but not superannuation scheme operators.
Capital / Liquidity
MAS Warns of ‘Medium-term’ Cross-border Financial Stability Risks
By Editors | 04/12/2017
Annual report into stability of financial system says domestic and regional lending improving, no signs of credit market overheating.
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