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Market Infrastructure
ASIC Publishes Credit Rating Agency Review
By Garima Chitkara | 18/02/2018
Credit ratings agencies found lacking on compliance testing and board reporting.
Market Infrastructure
India Eases Market Access for Foreign Institutions
By Manesh Samtani | 17/02/2018
Private banks, merchant banks can invest on behalf of FPI clients; pre-approval requirement for switching local custodian effectively scrapped.
Market Infrastructure
SEC Blocks China-linked Acquisition of Chicago Exchange
By Editors | 17/02/2018
US regulator says deal didn’t comply with rules governing stock exchange ownership, lacked transparency on source of funds and relationships among investors.
Market Infrastructure
Industry Initiative Set to Streamline MAS 610 Compliance
By Editors | 12/02/2018
AxiomSL-led initative will define open taxonomy and standardise interpretations for the revised MAS 610 reporting mandate.
Market Infrastructure
Research in an Unbundled World
By Roland De Marsangy | 08/02/2018
Buy-side firms are finding their way to new ways of profiting from their research, and market volumes appear unaffected in the early stages of the MiFID II era.
Market Infrastructure
SFC Highlights Areas of Concern on Best Execution
By Bradley Maclean | 08/02/2018
Hong Kong SFC’s recent report on licensed corporations attitudes towards best execution practices shows there is much to be desired.
Market Infrastructure
Singapore, Malaysia Unveil Plans for Cross Border Stock Trading Link
By Manesh Samtani | 07/02/2018
Link to be operational by year-end; will enable cross-border trading, clearing, settlement of shares between SGX and Bursa Malaysia.
Crypto / Digital Assets
How GDPR Could Deflate the Blockchain Hype
By Bradley Maclean | 05/02/2018
Firms adopting blockchain technology could struggle to comply with the EU’s incoming GDPR rules.
Securities / Derivatives
FIX Releases New Technical Standard on Cybersecurity
By Editors | 26/01/2018
The new technical standard specifies how to use TLS to secure FIX communications, expected to improve cybersecurity across the industry.
Market Infrastructure
South Korea to Introduce AI Market Monitor
By Samuel Riding | 26/01/2018
Korea Exchange says it will introduce AI system in July; could later expand to cover its secondary market, KOSDAQ.
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