Market Infrastructure

    AML / KYC

    SEBI Investigating $5bn Penny Stock Scam

    By Samuel Riding | 17/05/2017

    Indian securities regulator has been using data analytics and surveillance to identify culprits.

    Market Infrastructure

    HKMA, PBOC Confirm Bond Connect

    By Samuel Riding | 17/05/2017

    Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.

    AML / KYC

    PBOC Sets up Fintech Committee, But No Sandbox

    By Samuel Riding | 16/05/2017

    Central bank to consider several of the measures mooted by head of science and technology department in March.

    Market Infrastructure

    Pakistan to Introduce Single Stock Options in 3Q

    By Samuel Riding | 15/05/2017

    Exchange expects move to increase market volume by 2-3x.

    AML / KYC

    Australia Throws Open Door to Banking Disruptors

    By Samuel Riding | 11/05/2017

    Capital, shareholding, licensing regulations to be eased, sandbox expanded.

    AML / KYC

    S.Korea FSC Could Have Policymaking Powers Removed

    By Samuel Riding | 11/05/2017

    Incoming President Moon Jae-in has argued FSC should be a regulator only.

    Market Infrastructure

    APRA Proposes OTC Margining Substitute Compliance

    By Samuel Riding | 10/05/2017

    Substitute compliance would encompass 7 jurisdictions including 3 in APAC

    AML / KYC

    HK SFC Launches Broker Cybersecurity Consultation

    By Editors | 09/05/2017

    Cybercrime rapidly becoming a top priority of Asia Pacific regulators.

    Capital / Liquidity

    Singapore Government Introduces New RRP Regime

    By Samuel Riding | 09/05/2017

    Bill extends MAS powers over financial institutions in distress and their counterparties.

    Market Infrastructure

    HK SFC Warns on ‘Phantom’ Brokerages

    By Samuel Riding | 08/05/2017

    Executive director for intermediaries says regulator will sanction or ban dormant firms.

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