Market Infrastructure

Capital / Liquidity

IOSCO Issues Guidance on OTC Transaction Identifiers

By Samuel Riding | 01/03/2017

Guidance suggests identifiers could be compatible with other types of transaction.

AML / KYC

HK Regulatory, Compliance Demand Steady

By Samuel Riding | 01/03/2017

Morgan McKinley report says cybersecurity among the strongest areas of demand.

Market Infrastructure

Bursa Malaysia Revises Short-selling, Failed Trade Mechanisms

By Samuel Riding | 01/03/2017

Exchange says measures are designed to improve price discovery, mitigate costs.

Market Infrastructure

RBI Finalises Cybersecurity Committee

By Samuel Riding | 01/03/2017

Panel will evaluate threats from existing and emerging technology.

Market Infrastructure

Tokyo Exchange to Deploy Machine Learning, AI Surveillance

By Samuel Riding | 01/03/2017

Exchange will deploy NEC machine learning, Hitachi AI technology.

Market Infrastructure

SEBI Auditing 15 Brokers

By Samuel Riding | 01/03/2017

Investigations continue into allegations of unfair access to NSE for high-frequency traders.

Market Infrastructure

HK Delays OTC Contract Novation Reporting Requirement

By Samuel Riding | 01/03/2017

Requirement that novation dates be reported by 28 February postponed.

Market Infrastructure

CSRC Issues Stock Connect Warning

By Samuel Riding | 28/02/2017

Regulator flags 20 incidences of market manipulation, other malpractice.

Market Infrastructure

PSE Set to Agree Fixed Income Exchange Merger

By Samuel Riding | 28/02/2017

CEO Hans Sicat expected to become head of corporate bond board operator.