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Market Infrastructure
Rise in Complaints Warrants HK IPO Reform – SFC
By Samuel Riding | 09/11/2016
Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.
Market Infrastructure
Cambodia to Pass E-commerce Law ‘Soon’
By Samuel Riding | 09/11/2016
New law said to enhance investor and consumer protection; speed up business transactions.
Market Infrastructure
Pakistan Eases Fund Distributor Requirements
By Samuel Riding | 09/11/2016
New rules aim to promote culture of savings and investment; increase outreach.
Market Infrastructure
ASIC Backs Industry-funded Model
By Samuel Riding | 09/11/2016
Proposed model will allocate funding according to each sector supervised by securities regulator.
Market Infrastructure
NZ Proposes Market Infrastructure Stability Framework
By Samuel Riding | 09/11/2016
Regulator says framework will promote financial stability amidst evolving market landscape.
Market Infrastructure
Singapore Parliament Considers Boost to MAS Powers
By Samuel Riding | 08/11/2016
Amended bill would give more powers to the financial regulator, enhance regulatory safeguards.
Market Infrastructure
Korea Regulator Enters ‘Emergency Mode’ Amid Scandal
By Samuel Riding | 08/11/2016
FSC says to step up monitoring and attempt to stabilise markets over increasing uncertainties.
AML / KYC
S.Korea, Oman Boost Regulatory Cooperation
By Samuel Riding | 07/11/2016
Agreement will bolster both countries regulatory system and financial markets.
Market Infrastructure
HK Launches Best Execution Review
By Samuel Riding | 07/11/2016
Securities regulator to conduct on-site inspections, benchmark vs other regulators.
Market Infrastructure
China Warns of Market Manipulation via Stock Connect
By Samuel Riding | 07/11/2016
CSRC holds joint training session with Hong Kong regulator, issues warning statement.
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