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AML / KYC
APAC Region has World’s Worst Cyber Security, Study Finds
By Samuel Riding | 31/08/2016
Region’s surfeit of financial data one of the main causes of increase in security threats.
Market Infrastructure
S.Korea to Launch Robo-Advice Test-bed
By Samuel Riding | 31/08/2016
Market has raised concerns over robo-adviser’s performance.
Market Infrastructure
Update: Shenzhen-HK Stock Connect Now Set for November
By Samuel Riding | 31/08/2016
Shenzhen exchange sets early November deadline for securities companies to complete preparation.
Capital / Liquidity
BCBS Report Reveals Basel III Challenges
By Samuel Riding | 30/08/2016
Reports on Korea, Indonesia, Singapore, Japan, China and Australia due over next 12 months.
Market Infrastructure
RBI to Draft Guidelines for ‘Niche’ Banking
By Samuel Riding | 30/08/2016
India’s central bank aims to move away from universal bank model; boost financial inclusion.
Capital / Liquidity
Half of FSB Members Have Not Set VM Requirements
By Samuel Riding | 29/08/2016
Financial Stability Board calls for urgent steps to be taken to implement reforms.
Capital / Liquidity
RBI Issues Directions for NBFC
By Samuel Riding | 28/08/2016
‘Master Directions’ include rules on NBFC accepting client deposits and standalone primary dealers.
Market Infrastructure
Thailand to Enhance Securities Account Custody Rules
By Samuel Riding | 28/08/2016
Revisions would allow intermediaries to place client assets in more product types.
Capital / Liquidity
Foreign Portfolio Investment in Vietnam Hits Record High
By Samuel Riding | 26/08/2016
Stock exchange market cap of $71.3bn represents 38% of GDP, a 6-year high.
AML / KYC
India, Abu Dhabi Regulators Ink Cooperation Pact
By Samuel Riding | 26/08/2016
SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.
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