MARKET INFRASTRUCTURE

Market Infrastructure

APRA Finalises Non-Centrally Cleared Derivatives Rules

By Samuel Riding | 18/10/2016

Regulator will not announce implementation date or timetable yet to allow FIs time to prepare.

Market Infrastructure

CSRC Fines Media Firm for Misleading Article

By Samuel Riding | 18/10/2016

Securities regulator seeking to clamp down on market rumours and misinformation.

AML / KYC

Singapore Hosts EU-APAC Regulators Forum

By Samuel Riding | 17/10/2016

Representatives from both jurisdictions’ regulators discuss financial regulation, collaboration

Market Infrastructure

Korea Clarifies Financial Firm Governance Laws

By Samuel Riding | 17/10/2016

Regulator responds to concerns about rules on outside directors, risk management and transparency.

Market Infrastructure

Vietnam Capital Markets Set for November ‘Big Bang’

By Samuel Riding | 17/10/2016

Derivatives framework and conversion of SOEs into joint-stock companies set to boost liquidity.

Market Infrastructure

Thailand SEC to Probe Stock Slump

By Samuel Riding | 17/10/2016

Securities regulator vows to take legal action if market manipulation is uncovered.

Market Infrastructure

Indonesia Regulator Targets Thailand Links

By Samuel Riding | 17/10/2016

Financial Services Authority views Thailand as stepping stone to other SE Asian countries.

Market Infrastructure

HK Launches Brokerage Cybersecurity Review

By Samuel Riding | 14/10/2016

SFC says compromised or unauthorised transactions amounted to $12.89mn.

AML / KYC

China to Tighten Internet Finance Rules

By Samuel Riding | 14/10/2016

PBOC to head taskforce including securities regulator and issue measures by March 2017.