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AML / KYC
No Super-Regulator Soon, China Think Tank Says
By Samuel Riding | 17/06/2016
Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.
Market Infrastructure
S.Korea Revamps Capital Control Rules
By Samuel Riding | 17/06/2016
Authorities concerned about capital outflows due to ‘external risks’.
Market Infrastructure
Singapore’s GIC Bidding for NSE Stake
By Samuel Riding | 17/06/2016
Sovereign wealth fund teams up with local PE firm ChrysCapital to buy 5% stake in Indian exchange.
Market Infrastructure
Singapore, Australia Establish Fintech Tie-up
By Samuel Riding | 16/06/2016
Agreement aims to reduce regulatory uncertainty and time to market, MAS says.
Market Infrastructure
Japan Probes Banks’ Currency Settlement Risk
By Samuel Riding | 16/06/2016
Financial Services Agency to check whether banks and brokers use automated services.
Market Infrastructure
BSE to Test Trading at Disaster Recovery Site
By Samuel Riding | 16/06/2016
BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.
Market Infrastructure
State Street Fined Over Management of HK Tracker
By Samuel Riding | 16/06/2016
Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.
Market Infrastructure
AxiomSL, SAP Launch Regulatory Data Product
By Samuel Riding | 15/06/2016
Platform supports regulatory and risk reporting, data aggregation.
Market Infrastructure
ASIC Confirms ASX Meets Regulatory Obligations
By Samuel Riding | 15/06/2016
Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.
Market Infrastructure
SEBI Eyes Lower Mutual Fund TER Limit
By Samuel Riding | 15/06/2016
Regulator could eventually limit total expense ratios to 1.5 percent.
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