MARKET INFRASTRUCTURE

    AML / KYC

    No Super-Regulator Soon, China Think Tank Says

    By Samuel Riding | 17/06/2016

    Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.

    Market Infrastructure

    S.Korea Revamps Capital Control Rules

    By Samuel Riding | 17/06/2016

    Authorities concerned about capital outflows due to ‘external risks’.

    Market Infrastructure

    Singapore’s GIC Bidding for NSE Stake

    By Samuel Riding | 17/06/2016

    Sovereign wealth fund teams up with local PE firm ChrysCapital to buy 5% stake in Indian exchange.

    Market Infrastructure

    Singapore, Australia Establish Fintech Tie-up

    By Samuel Riding | 16/06/2016

    Agreement aims to reduce regulatory uncertainty and time to market, MAS says.

    Market Infrastructure

    Japan Probes Banks’ Currency Settlement Risk

    By Samuel Riding | 16/06/2016

    Financial Services Agency to check whether banks and brokers use automated services.

    Market Infrastructure

    BSE to Test Trading at Disaster Recovery Site

    By Samuel Riding | 16/06/2016

    BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.

    Market Infrastructure

    State Street Fined Over Management of HK Tracker

    By Samuel Riding | 16/06/2016

    Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.

    Market Infrastructure

    AxiomSL, SAP Launch Regulatory Data Product

    By Samuel Riding | 15/06/2016

    Platform supports regulatory and risk reporting, data aggregation.

    Market Infrastructure

    ASIC Confirms ASX Meets Regulatory Obligations

    By Samuel Riding | 15/06/2016

    Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.

    Market Infrastructure

    SEBI Eyes Lower Mutual Fund TER Limit

    By Samuel Riding | 15/06/2016

    Regulator could eventually limit total expense ratios to 1.5 percent.

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