MARKET INFRASTRUCTURE

Market Infrastructure

CBRC Tells Banks to Check ‘Shadow Loans’ Exposure

By Samuel Riding | 02/06/2016

Regional branches of banking regulator ask lenders to check off-balance sheet business, assets.

Market Infrastructure

HKEx, SFC to ‘Fine-tune’ IPO Regulations

By Samuel Riding | 02/06/2016

SFC could become ‘last gatekeeper’ in IPO process, also set to review back-door listings.

Market Infrastructure

India Tightens Fund Redemption Rules

By Samuel Riding | 01/06/2016

Funds can only restrict redemptions in four circumstances, including market failure.

Market Infrastructure

SHFE Applies for HK ATS License

By Samuel Riding | 01/06/2016

Shanghai Futures Exchange platform could initially trade crude oil futures.

Market Infrastructure

Japan to Upgrade B2B Electronic Transfer System

By Samuel Riding | 01/06/2016

Public and private money to finance new system expected to have trial run in 2018.

Market Infrastructure

Senior PBOC Official Says Supervisory Framework ‘Not Compatible’

By Samuel Riding | 01/06/2016

Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.

Market Infrastructure

BSE to Sell 30% Stake in IPO

By Samuel Riding | 01/06/2016

Exchange to set up committee of selling shareholders, aims to raise USD120 million.

AML / KYC

Guotai Junan Fined for Breaching Client ID Rule

By Samuel Riding | 31/05/2016

SFC says securities firm took more than six months to comply with two-day disclosure rule.

Market Infrastructure

Shanghai Ends Real Estate Lending Ban

By Samuel Riding | 31/05/2016

Shanghai office of CBRC had banned banks from doing business with six property firms.