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AML / KYC
SWIFT to Reinforce Security
By Samuel Riding | 25/05/2016
Messaging service has had security questioned since Bangladesh Bank scandal.
Market Infrastructure
Vietnamese Banks Seek Increased Foreign Ownership
By Samuel Riding | 25/05/2016
Lenders lobbying to increase foreign shareholding limit to more than 40 percent.
Market Infrastructure
India to Lift Commodity Exchange Foreign Investor Limit
By Samuel Riding | 24/05/2016
Foreign investors will be able to hold up to 15% in stock and commodity exchanges.
Market Infrastructure
HK, US Regulators Agree Mutual Supervision, Oversight
By Samuel Riding | 24/05/2016
SFC and FINRA sign agreement on regulation of entities with cross-border operations.
Market Infrastructure
CSRC to Tighten Fund Risk Rules
By Samuel Riding | 23/05/2016
Securities regulator says risky investments have been ‘blindly expanded’.
Market Infrastructure
China to Clean Up Online Finance
By Samuel Riding | 23/05/2016
New plan will prevent P2P lenders from holding client money in house.
Market Infrastructure
Credit Suisse Fined for Market Integrity Rule Breaches
By Samuel Riding | 20/05/2016
Australian unit fined USD50,000 for failure to have automated trading filters in place to prevent interference with market integrity.
Market Infrastructure
Myanmar Appoints New SEC Head
By Samuel Riding | 20/05/2016
Finance ministry permanent secretary U Maung Maung Win also a former deputy central bank governor.
Market Infrastructure
India Approves 1st InvITs
By Samuel Riding | 20/05/2016
Two of four infrastructure trust applications accepted, SEBI to advise other pair on how to fix applications.
Market Infrastructure
State Bank of Vietnam Sets up Fintech Portal
By Samuel Riding | 20/05/2016
Technology expected to boost financial inclusion in a country where only 20% of people have a bank account.
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