MARKET INFRASTRUCTURE

Market Infrastructure

SHFE Applies for HK ATS License

By Samuel Riding | 01/06/2016

Shanghai Futures Exchange platform could initially trade crude oil futures.

Market Infrastructure

Japan to Upgrade B2B Electronic Transfer System

By Samuel Riding | 01/06/2016

Public and private money to finance new system expected to have trial run in 2018.

Market Infrastructure

Senior PBOC Official Says Supervisory Framework ‘Not Compatible’

By Samuel Riding | 01/06/2016

Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.

Market Infrastructure

BSE to Sell 30% Stake in IPO

By Samuel Riding | 01/06/2016

Exchange to set up committee of selling shareholders, aims to raise USD120 million.

AML / KYC

Guotai Junan Fined for Breaching Client ID Rule

By Samuel Riding | 31/05/2016

SFC says securities firm took more than six months to comply with two-day disclosure rule.

Market Infrastructure

Shanghai Ends Real Estate Lending Ban

By Samuel Riding | 31/05/2016

Shanghai office of CBRC had banned banks from doing business with six property firms.

Market Infrastructure

SEBI to Further Unify Commodity, Stock Exchange Rules

By Samuel Riding | 30/05/2016

Regulator has set up risk management committee to study contract discrepancies.

Market Infrastructure

SSE, SZSE Tighten Stock Suspension Guidelines

By Samuel Riding | 30/05/2016

Shanghai exchange says suspensions during 2015 market volatility prevented trading continuity.

Market Infrastructure

Thailand Proposes Reporting Exemptions

By Samuel Riding | 30/05/2016

Foreign-regulated issuers of securities, tender offers used in takeovers will not be subject to SEC rules.