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Market Infrastructure
Digital Fund-raising Exchanges Illegal – SEBI
By Samuel Riding | 15/09/2016
Regulator warns investors about equity crowd-funding platforms emulating securities exchanges.
Market Infrastructure
Sri Lanka Central Bank Establishes Resolution Division
By Samuel Riding | 15/09/2016
Central bank to overhaul regulatory framework to strengthen licensed financial companies.
Market Infrastructure
RBI Sets up Working Group on Commodity Hedging Price Risk
By Samuel Riding | 15/09/2016
Group includes representatives from RBI, SEBI, commercial banks and corporate sector.
Market Infrastructure
China Said to Limit Securities Accounts
By Samuel Riding | 15/09/2016
CSRC to clamp down on trading under fake identities; limit investors to 3 accounts.
AML / KYC
China Targets Illegal Trade in Bank Card Data
By Samuel Riding | 14/09/2016
Campaign will target criminals involved in the trade and prevent information leakage.
Market Infrastructure
Hanoi Exchange Issues New Trading Rules
By Samuel Riding | 13/09/2016
New measures aim to prevent manipulation and boost liquidity.
AML / KYC
Vietnam Bank Supervision Failing, Academic Says
By Samuel Riding | 13/09/2016
Banking Academy deputy director cites supervision failures; suggests sector restructuring did not have desired impact.
Market Infrastructure
Singapore, Switzerland Sign Fintech Cooperation Pact
By Samuel Riding | 13/09/2016
Countries agree to coordinate on regulatory requirements and market for new fintech solutions
Market Infrastructure
CSRC Set to Retain Independence
By Samuel Riding | 13/09/2016
Regulator likely to remain standalone watchdog; CBRC and CIRC could still be merged.
Market Infrastructure
Hong Kong Extends Listing Regulation Consultation
By Samuel Riding | 12/09/2016
Proposal to give SFC more say has prompted claims it will reduce HK’s appeal as an IPO destination.
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