Market Infrastructure

Market Infrastructure

BSE to Test Trading at Disaster Recovery Site

By Samuel Riding | 16/06/2016

BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.

Market Infrastructure

State Street Fined Over Management of HK Tracker

By Samuel Riding | 16/06/2016

Cash balances in related party’s demand deposit accounts earned no interest over 4.5 years.

Market Infrastructure

AxiomSL, SAP Launch Regulatory Data Product

By Samuel Riding | 15/06/2016

Platform supports regulatory and risk reporting, data aggregation.

Market Infrastructure

ASIC Confirms ASX Meets Regulatory Obligations

By Samuel Riding | 15/06/2016

Conclusion based on surveillance assessments and engagement with HK, Singapore regulators.

Market Infrastructure

SEBI Eyes Lower Mutual Fund TER Limit

By Samuel Riding | 15/06/2016

Regulator could eventually limit total expense ratios to 1.5 percent.

Market Infrastructure

PBOC to Allow FI Bankruptcies

By Samuel Riding | 14/06/2016

Deputy governor says orderly market exits for financial institutions should be encouraged.

Market Infrastructure

FIX Develops MiFID Reporting Protocol

By Samuel Riding | 14/06/2016

Protocol covers transmission of MiFID II transaction reports to approved mechanisms.

AML / KYC

MAS Sets Up Dedicated AML Unit

By Samuel Riding | 14/06/2016

Singapore regulator will also create new enforcement unit, drawing in staff from different divisions.

Market Infrastructure

RBI Finalises Bad-loan Conversion Scheme

By Samuel Riding | 14/06/2016

Indian banks can convert up to half of loans held by corporate borrowers into securities.