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Market Infrastructure
TWSE Launches Investor Stewardship Principles
By Samuel Riding | 08/07/2016
Guidelines for institutional investors represent shift in focus from regulation, enforcement to market mechanisms.
Market Infrastructure
HK Banks to Step up Failure Planning – Fitch
By Samuel Riding | 08/07/2016
Rating agency notes Hong Kong is one of the few Asian jurisdictions to allow bail in.
Market Infrastructure
SSE Says to Implement CPC, CSRC Requirements
By Samuel Riding | 08/07/2016
Shenzhen exchange says to enhance governance structure and standardise management.
Market Infrastructure
SEBI to Strengthen Supervision of Bond Rating Agencies
By Samuel Riding | 08/07/2016
Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.
Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
Market Infrastructure
CBRC Proposes Bank Risk Management Guidelines
By Samuel Riding | 07/07/2016
Draft guidelines include proposals on governance structure, control and audit.
Market Infrastructure
Major Japanese Banks to Disclose Sales Commissions
By Samuel Riding | 07/07/2016
Banks receive more than 3 times more commission on insurance than on mutual funds.
Market Infrastructure
Korea to Ease Internet-only Bank Rules
By Samuel Riding | 07/07/2016
FSC proposes to revise banking laws, allow IT firms to have controlling stakes.
Market Infrastructure
JSDA Issues Details of T+2 Final Report
By Samuel Riding | 06/07/2016
Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
Market Infrastructure
MAS to Enhance Cloud Service Guidelines
By Samuel Riding | 05/07/2016
Revised guidelines will aim to protect FIs’ customer information and lessen risks from outsourcing.
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