Market Infrastructure

    Market Infrastructure

    TWSE Launches Investor Stewardship Principles

    By Samuel Riding | 08/07/2016

    Guidelines for institutional investors represent shift in focus from regulation, enforcement to market mechanisms.

    Market Infrastructure

    HK Banks to Step up Failure Planning – Fitch

    By Samuel Riding | 08/07/2016

    Rating agency notes Hong Kong is one of the few Asian jurisdictions to allow bail in.

    Market Infrastructure

    SSE Says to Implement CPC, CSRC Requirements

    By Samuel Riding | 08/07/2016

    Shenzhen exchange says to enhance governance structure and standardise management.

    Market Infrastructure

    SEBI to Strengthen Supervision of Bond Rating Agencies

    By Samuel Riding | 08/07/2016

    Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.

    Market Infrastructure

    SEBI Seeks Clarity on Algo-trading Violations

    By Samuel Riding | 07/07/2016

    Securities regulator to bring National Stock Exchange before technical advisory committee.

    Market Infrastructure

    CBRC Proposes Bank Risk Management Guidelines

    By Samuel Riding | 07/07/2016

    Draft guidelines include proposals on governance structure, control and audit.

    Market Infrastructure

    Major Japanese Banks to Disclose Sales Commissions

    By Samuel Riding | 07/07/2016

    Banks receive more than 3 times more commission on insurance than on mutual funds.

    Market Infrastructure

    Korea to Ease Internet-only Bank Rules

    By Samuel Riding | 07/07/2016

    FSC proposes to revise banking laws, allow IT firms to have controlling stakes.

    Market Infrastructure

    JSDA Issues Details of T+2 Final Report

    By Samuel Riding | 06/07/2016

    Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.

    Market Infrastructure

    MAS to Enhance Cloud Service Guidelines

    By Samuel Riding | 05/07/2016

    Revised guidelines will aim to protect FIs’ customer information and lessen risks from outsourcing.

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