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Securities / Derivatives
ASIC Consults on Market, Securities Class Orders
By Samuel Riding | 14/07/2016
Regulator proposes to remake nine instruments, vary or repeal three.
Market Infrastructure
APRA Defines HQLA for Coverage Ratio
By Samuel Riding | 14/07/2016
Regulator says it will continue to develop and vary its definition if warranted.
Market Infrastructure
Trade Associations React to Leverage Ratio Revisions
By Samuel Riding | 12/07/2016
Group including Japan Financial Markets Council publish response to BCBS consultation.
Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
Market Infrastructure
CBRC Proposes Bank Risk Management Guidelines
By Samuel Riding | 07/07/2016
Draft guidelines include proposals on governance structure, control and audit.
Market Infrastructure
JSDA Issues Details of T+2 Final Report
By Samuel Riding | 06/07/2016
Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.
Securities / Derivatives
HKEx to Introduce Closing Auction Session
By Samuel Riding | 04/07/2016
Closing auction to be reintroduced third quarter to bring HKEx back in line with global peers.
Securities / Derivatives
SZ-HK Stock Connect to Kick-off Before Year End
By Editors | 03/07/2016
CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.
Securities / Derivatives
SFC Ticks Off BAML for Disclosure Failings
By Samuel Riding | 30/06/2016
Units publicly censured for breaching takeovers code regarding dealing in two stocks.
Market Infrastructure
IDX Plans to Boost Market Liquidity
By Samuel Riding | 28/06/2016
Brokers in Indonesia could be encouraged to increase minimum capital in an effort to energise stock market.
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