Securities / Derivatives

    Securities / Derivatives

    ASIC Consults on Market, Securities Class Orders

    By Samuel Riding | 14/07/2016

    Regulator proposes to remake nine instruments, vary or repeal three.

    Market Infrastructure

    APRA Defines HQLA for Coverage Ratio

    By Samuel Riding | 14/07/2016

    Regulator says it will continue to develop and vary its definition if warranted.

    Market Infrastructure

    Trade Associations React to Leverage Ratio Revisions

    By Samuel Riding | 12/07/2016

    Group including Japan Financial Markets Council publish response to BCBS consultation.

    Market Infrastructure

    SEBI Seeks Clarity on Algo-trading Violations

    By Samuel Riding | 07/07/2016

    Securities regulator to bring National Stock Exchange before technical advisory committee.

    Market Infrastructure

    CBRC Proposes Bank Risk Management Guidelines

    By Samuel Riding | 07/07/2016

    Draft guidelines include proposals on governance structure, control and audit.

    Market Infrastructure

    JSDA Issues Details of T+2 Final Report

    By Samuel Riding | 06/07/2016

    Japanese dealers association says to re-examine operation flow for T+1 and T+0 stock lending.

    Securities / Derivatives

    HKEx to Introduce Closing Auction Session

    By Samuel Riding | 04/07/2016

    Closing auction to be reintroduced third quarter to bring HKEx back in line with global peers.

    Securities / Derivatives

    SZ-HK Stock Connect to Kick-off Before Year End

    By Editors | 03/07/2016

    CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.

    Securities / Derivatives

    SFC Ticks Off BAML for Disclosure Failings

    By Samuel Riding | 30/06/2016

    Units publicly censured for breaching takeovers code regarding dealing in two stocks.

    Market Infrastructure

    IDX Plans to Boost Market Liquidity

    By Samuel Riding | 28/06/2016

    Brokers in Indonesia could be encouraged to increase minimum capital in an effort to energise stock market.

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