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Securities / Derivatives
CSRC Grantes Approval for Merger of Top Securities Firms
By Mark Johnston | 18/01/2025
The CSRC has granted approval for a merger between Guotai Junan Securities and Haitong Securities, which will create China’s largest brokerage
Enforcement
SFC, HKEX Take Joint Action Against Listed Company, Former Directors
By Sanday Chongo Kabange | 17/01/2025
The SFC and HKEX said the former directors of mobile gaming company FingerTango misused IPO proceeds after the company went public in 2018
Market Infrastructure
PBOC Governor Talks Up Mainland and Hong Kong Markets
By Manesh Samtani | 17/01/2025
Pan Gongsheng said risks in China’s property market have receded and the Mainland will further boost connectivity with Hong Kong
ESG / Sustainability
SET Launches New System for Managing Emissions Data
By Nithya Subramanian | 17/01/2025
SET Carbon will enable listed companies and their supply chain partners to efficiently calculate and report GHG emissions
Securities / Derivatives
China Tightens Rules on Intermediary Services for Public Stock Offerings
By Mark Johnston | 17/01/2025
Underwriters and sponsors cannot base their fees on the results of a public stock offering or increase fee ratios based on issuance scale.
Fintech / Regtech
JSCC to Adopt Standardised Framework for Regulatory Reporting
By Thisanka Siripala | 17/01/2025
JSCC will start using ISDA’s Digital Regulatory Reporting for reporting to the FSA and CFTC starting in June.
Enforcement
US SEC Fines BMO Capital Markets Over Bond Desk Supervision Failure
By Nithya Subramanian | 17/01/2025
The SEC said BMO Capital Markets failed to supervise employees who sold mortgage-backed bonds using misleading marketing practices.
Capital / Liquidity
Standard-setters Issue Final Recommendations on Margining Practices
By Manesh Samtani | 17/01/2025
BCBS, CPMI and IOSCO published three final reports aimed at improving transparency, streamlining margin processes, and increasing the predictability of margin requirements
Enforcement
SEBI Settles Case Against 10 Over TV Stock Recommendations
By Nithya Subramanian | 17/01/2025
Among those that settled were SAAR Securities, along with one of its directors, and two directors of the firm’s commodities unit.
Securities / Derivatives
Osaka Exchange to Launch New Natural Rubber Futures Contract
By Thisanka Siripala | 16/01/2025
The futures contract will based on the price of Natural Rubber Futures listed on the Shanghai Futures Exchange
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