Securities / Derivatives

    Enforcement

    RBA Downgrades Key ASX Ratings Over Repeated Risk Failures

    By Sanday Chongo Kabange | 24/09/2025

    The RBA has found serious deficiencies in ASX’s governance and risk management, downgrading key ratings following major operational incidents.

    Securities / Derivatives

    Taiwan FSC Proposes Easing Cross-Selling Rules for Financial Groups

    By Sanday Chongo Kabange | 24/09/2025

    Draft amendment would allow subsidiaries of financial groups to cross-sell services for securities introducing brokers.

    Fintech / Regtech

    SEBI Proposes Stricter Rules to Tackle Trading System Glitches

    By Nithya Subramanian | 24/09/2025

    New draft framework calls for tougher disaster recovery standards, clearer glitch disclosures, and rationalised penalties, with the new rules set to take effect from November 2025.

    Securities / Derivatives

    South Korea Busts KRW 100bn ‘Elite’ Stock Manipulation Ring

    By Manesh Samtani | 24/09/2025

    A new anti-fraud unit has raided suspects and frozen assets, deploying new powers for the first time in a major crackdown on market abuse.

    Securities / Derivatives

    DMIST Publishes Standard to Automate Position Transfers

    By Manesh Samtani | 24/09/2025

    The new standard introduces templates and timelines to streamline the manual process of moving positions between clearing accounts and firms.

    Securities / Derivatives

    Korea to Broaden Access to FX Swaps for Securities Firms

    By Mark Johnston | 23/09/2025

    The Korea Securities Finance Corporation will enter the FX swap market next year, providing securities firms with a new channel to access foreign currency.

    Securities / Derivatives

    RBI Widens Rupee Derivatives Market Access to Primary Dealers

    By Editors | 23/09/2025

    The RBI has permitted standalone primary dealers to trade in non-deliverable rupee derivatives, aiming to deepen the onshore forex market.

    Market Infrastructure

    RBI Urges CCIL to Modernise Infrastructure for Rupee Internationalisation

    By Mark Johnston | 23/09/2025

    RBI Governor urges CCIL to build infrastructure for diverse currency pairs, leveraging technology to boost rupee internationalisation and retail access.

    Securities / Derivatives

    Korea Exchange to Launch KOFR Swap Clearing on 27 October

    By Editors | 23/09/2025

    The move is part of a regulatory push to establish the risk-free KOFR as the new benchmark interest rate, replacing the CD rate.

    Market Infrastructure

    Tokyo Bourse to Launch 'CredNex' Platform to Boost ETF Liquidity

    By Sanday Chongo Kabange | 23/09/2025

    TSE says the new automated system for ETF creation and redemption aims to cut processing times from minutes to seconds, improving market stability and pricing.

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