ADVERTISEMENT

Enforcement
RBA Downgrades Key ASX Ratings Over Repeated Risk Failures
By Sanday Chongo Kabange | 24/09/2025
The RBA has found serious deficiencies in ASX’s governance and risk management, downgrading key ratings following major operational incidents.

Securities / Derivatives
Taiwan FSC Proposes Easing Cross-Selling Rules for Financial Groups
By Sanday Chongo Kabange | 24/09/2025
Draft amendment would allow subsidiaries of financial groups to cross-sell services for securities introducing brokers.

Fintech / Regtech
SEBI Proposes Stricter Rules to Tackle Trading System Glitches
By Nithya Subramanian | 24/09/2025
New draft framework calls for tougher disaster recovery standards, clearer glitch disclosures, and rationalised penalties, with the new rules set to take effect from November 2025.

Securities / Derivatives
South Korea Busts KRW 100bn ‘Elite’ Stock Manipulation Ring
By Manesh Samtani | 24/09/2025
A new anti-fraud unit has raided suspects and frozen assets, deploying new powers for the first time in a major crackdown on market abuse.

Securities / Derivatives
DMIST Publishes Standard to Automate Position Transfers
By Manesh Samtani | 24/09/2025
The new standard introduces templates and timelines to streamline the manual process of moving positions between clearing accounts and firms.

Securities / Derivatives
Korea to Broaden Access to FX Swaps for Securities Firms
By Mark Johnston | 23/09/2025
The Korea Securities Finance Corporation will enter the FX swap market next year, providing securities firms with a new channel to access foreign currency.

Securities / Derivatives
RBI Widens Rupee Derivatives Market Access to Primary Dealers
By Editors | 23/09/2025
The RBI has permitted standalone primary dealers to trade in non-deliverable rupee derivatives, aiming to deepen the onshore forex market.

Market Infrastructure
RBI Urges CCIL to Modernise Infrastructure for Rupee Internationalisation
By Mark Johnston | 23/09/2025
RBI Governor urges CCIL to build infrastructure for diverse currency pairs, leveraging technology to boost rupee internationalisation and retail access.

Securities / Derivatives
Korea Exchange to Launch KOFR Swap Clearing on 27 October
By Editors | 23/09/2025
The move is part of a regulatory push to establish the risk-free KOFR as the new benchmark interest rate, replacing the CD rate.

Market Infrastructure
Tokyo Bourse to Launch 'CredNex' Platform to Boost ETF Liquidity
By Sanday Chongo Kabange | 23/09/2025
TSE says the new automated system for ETF creation and redemption aims to cut processing times from minutes to seconds, improving market stability and pricing.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.