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Securities / Derivatives
Capital / Liquidity
Japan FSA to Strengthen Monitoring of Financial Institutions
By Thisanka Siripala | 04/09/2024
The FSA’s priorities include a stronger focus on corporate governance, risk management, and the asset management reforms.
Securities / Derivatives
SFC Issues Licensing Guidance for Visiting and Returning Professionals
By Sanday Chongo Kabange | 03/09/2024
The SFC provides guidance on licensing options for professionals visiting and returning to Hong Kong to conduct regulated activities.
Securities / Derivatives
Tokyo Bourse Secures New Partners for ‘TSE Asia Startup Hub’
By Nithya Subramanian | 03/09/2024
Malaysia’s VentureTECH is among the firms participating in the TSE initiative, which seeks to attract IPOs from across the region.
Securities / Derivatives
SEBI Proposes to Update Record Keeping Requirements
By Ajoy K Das | 03/09/2024
SEBI proposes to make it mandatory for regulated entities to maintain records of communications for a minimum eight years.
Enforcement
Korean Courts Overturn Two FSC Penalty Decisions
By Editors | 03/09/2024
A KRW 669.1 million fine against Shinhan Investment Corp and a KRW 1 billion fine against Kepler Cheuvreux were overturned.
Market Infrastructure
Deadline Fast Approaching for New Trade Reporting Rules in Australia and Singapore
By Manesh Samtani | 03/09/2024
DTCC, MAS and ASIC are calling on market participants to accelerate testing efforts to ensure readiness for new reporting rules that go live on 21 October.
Securities / Derivatives
HKEX Launches Weekly Options on Hang Seng TECH Index
By Sanday Chongo Kabange | 03/09/2024
In November, HKEX will also launch weekly options on stocks including HSBC Holdings, Alibaba, Tencent Holdings and BYD.
Enforcement
Indonesia: IDX Dismisses Five Employees for IPO-related Bribery
By Nithya Subramanian | 03/09/2024
The OJK said it supports the “firm steps” taken by IDX in imposing sanctions on the violating parties.
Securities / Derivatives
China Launches Non-deliverable Forwards in Interbank Market
By Manesh Samtani | 02/09/2024
CFETS said the introduction of foreign currency NDFs will help market participants better hedge their forex risks.
Securities / Derivatives
Korea Outlines Three-Step Plan to Expand KOFR Adoption
By Manesh Samtani | 02/09/2024
FSC Vice Chair Kim So-young said KOFR adoption is no longer a matter of choice but a practical necessity that must be swiftly implemented.
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