Securities / Derivatives

Securities / Derivatives

SEBI Denies Allegations of Conflict of Interest in Adani Probe

By Ajoy K Das | 14/08/2024

Hindenburg Research said SEBI has slow-walked a probe into the Adani Group because of its links to the regulator’s chairperson.

Securities / Derivatives

MAS Publishes Compliance Toolkits for LFMCs and VCF Managers

By Nithya Subramanian | 14/08/2024

The compliance toolkits offer fund managers guidance on approvals, notifications and other regulatory submissions.

Enforcement

Korea FSS Issues Warning to Hanwha Investment & Securities

By Nithya Subramanian | 13/08/2024

Hanwha Investment & Securities allegedly concealed the findings of a 2018 internal audit that found forged balance statements.

Market Infrastructure

PBOC to Increase Bond Trading in Open Market Operations

By Manesh Samtani | 13/08/2024

The PBOC and CSRC are trying to deter regulated firms from investing in long-dated treasury bonds to cool a bond market rally and put a floor under yields.

Crypto / Digital Assets

The Path Forward: Making Tokenisation a Reality in Singapore

By Justin Christopher | 13/08/2024

Justin Christopher discusses the importance of robust collaboration between businesses and regulators, and aspects of DLT that are often overlooked.

Enforcement

Beijing Prosecutors Charge 49 Former Zhongzhi Employees

By Editors | 13/08/2024

The wealth management firm filed for bankruptcy liquidation in January after declaring it was insolvent with up to $64bn in liabilities.

Securities / Derivatives

Cboe to Launch Options on VIX Futures on 14 October

By Editors | 11/08/2024

Cboe said the new options contracts will help market participants better manage portfolio risk and trade volatility, especially with the US election coming up.

ESG / Sustainability

TPEx Lists First Sustainability-linked Convertible Bonds

By Editors | 11/08/2024

FSC Vice Chairman Chen Yanliang said sustainability bonds will help attract foreign investment and further Taiwan’s goal of becoming an asset management hub.

Securities / Derivatives

Taiwan: TDCC Selects Citi to Support New Custody Platform

By Editors | 10/08/2024

The new centralised custody platform is being developed to enhance asset safety for local investors who hold overseas investments through local brokers.