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Securities / Derivatives
ESG / Sustainability
New Zealand FMA Issues Draft Disclosure Guidance for CREs
By Sanday Chongo Kabange | 22/07/2024
The guidance describes how climate reporting entities should refer to climate statements in documents such as PDS and annual reports.
Fintech / Regtech
Global IT Outage: ‘Significant Number’ of Affected Devices Back Online
By Manesh Samtani | 22/07/2024
NAB, CBA, SGX, LSE, Amex, Barclays, Macquarie Capital, and TD Bank were among those impacted, along with some Indian and Philippine banks.
Enforcement
US SEC Sets Up Interagency Securities Council to Combat Fraud
By Nithya Subramanian | 22/07/2024
The objective of the new council is to strengthen collaboration between federal, state, and local agencies to protect investors from fraud.
Market Infrastructure
HKEX to Allow Secondary Listings from UAE Stock Exchanges
By Sanday Chongo Kabange | 22/07/2024
Companies with primary listings at Abu Dhabi Securities Exchange and Dubai Financial Market can apply for a secondary listing in Hong Kong.
ESG / Sustainability
Thai Stock Exchange to Update ESG Ratings Methodology
By Editors | 21/07/2024
The updated methodology will place “greater emphasis on publicly available information, reinforcing transparency and credibility in the assessment”.
ESG / Sustainability
Japan FSA to Promote Earlier Issuance of Annual Reports
By Editors | 20/07/2024
The FSA will soon hold a market consultation on measures to encourage companies to issue annual reports early, as recommended by the ICGN.
Securities / Derivatives
SEBI to Consult on Tighter Derivative Trading Rules Soon
By Ajoy K Das | 20/07/2024
SEBI is expected to adopt a two-stage approach for imposing tighter restrictions on derivatives trading.
Market Infrastructure
FMSB Drafts Standard for Sharing Standard Settlement Instructions
By Editors | 20/07/2024
The draft standard aims to increase the adoption of electronic solutions for sharing SSIs and address errors and inefficiencies in current processes.
Fintech / Regtech
FIA Issues Best Practices on Managing Automated Trading Risks
By Editors | 19/07/2024
New paper outlines practices on pre-trade risk management, exchange volatility control mechanisms, post-trade analysis and testing, among other areas.
Enforcement
Ex-Goldman, Blackstone Analyst Sentenced for Insider Trading
By Editors | 19/07/2024
The former analyst passed MNPI to a friend and a family member who made a combined $400,000 in illegal profits.
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