Securities / Derivatives

Securities / Derivatives

HKEX To Launch Weekly Hang Seng Tech Index Options in September

By Sanday Chongo Kabange | 28/06/2024

HKEX says the weekly Hang Seng Index options aims to meet the trading and risk management needs of investors.

Securities / Derivatives

SEBI Allows Full NRI, OCI Participation in GIFT City FPIs

By Ajoy K Das | 28/06/2024

New rule to boost FPI investment in IFSC allows 100 percent aggregate contributions from NRIs, OCIs and RIs.

Securities / Derivatives

ISDA Launches Framework On Termination of Derivatives Contracts

By Nithya Subramanian | 28/06/2024

The ISDA Close-out Framework serves as a preparatory resource, enabling firms to coordinate internal business functions, stakeholders and other service providers.

Securities / Derivatives

SEBI Offers Flexibility in Trading Plan Norms for Insiders

By Ajoy K Das | 28/06/2024

The regulator has reduced the cooling-off period between disclosure and implementation of trading plan from six to four months.

Enforcement

SFC Bars Former Securities Exec Over Secret Trading Account

By Sanday Chongo Kabange | 27/06/2024

The former chief operations officer of DA International Financial Service violated the company’s employee dealing policy.

Market Infrastructure

RBA Eases Regulatory Burden for Small Securities Settlement Facilities

By Sanday Chongo Kabange | 27/06/2024

The RBA has expanded exemptions to accommodate the potential emergence of new, technologically innovative securities settlement facilities.

Securities / Derivatives

Bangladesh’s First ETF Launch Delayed Due to Poor Investor Interest

By Ajoy K Das | 27/06/2024

LankaBangla Asset Management seeks further extension of subscription period after funds collected fall short of minimum requirement.

Market Infrastructure

SEBI Revises Oversight Framework for Stock Exchanges

By Ajoy K Das | 26/06/2024

The new framework aims to enhance governance by clearly defining the structure and responsibilities of various statutory committees.

Securities / Derivatives

CFTC Approves Four Comparability Determinations for Foreign Jurisdictions

By Editors | 26/06/2024

Certain swap dealers in Japan, Mexico, the EU, and UK can satisfy certain US capital and financial reporting requirements by complying with home country rules.