Securities / Derivatives

Securities / Derivatives

SEBI Proposes Tighter Rules for Stock Derivatives

By Ajoy K Das | 08/06/2024

SEBI proposes to adjust the market parameters for eligibility to ensure that only high-quality stocks are eligible.

Securities / Derivatives

SEBI Mandates Direct Payout of Securities to Investor Accounts

By Ajoy K Das | 08/06/2024

SEBI said implementation standards will be formulated by 5 August, ahead of full implementation on 14 October.

Securities / Derivatives

US Court Vacates New SEC Rule for Private Fund Advisers

By Nithya Subramanian | 07/06/2024

The appeals court ruled that the SEC “exceeded its statutory authority” by adopting the new rule for private fund advisers.

Securities / Derivatives

Japan Designates Four Cities as Special Asset Management Zones

By Editors | 07/06/2024

The government will work with Tokyo, Osaka, Sapporo, and Fukuoka to develop an attractive environment for asset managers.

Securities / Derivatives

SEBI Warning Letter to ICICI Bank Over Investor Outreach

By Ajoy K Das | 07/06/2024

ICICI Bank called shareholders of its securities unit seeking their votes to approve a delisting plan.

Enforcement

CSRC Addresses Market Fears About Stock Delistings

By Editors | 07/06/2024

The CSRC said there won’t be a significant increase in the number of delisted companies in the short term.

Enforcement

Japan FSA May Take Action Against MUFG Entities – Report

By Nithya Subramanian | 07/06/2024

MUFJ Bank and two affiliated securities firms allegedly shared nonpublic client information without consent.

Crypto / Digital Assets

Thai SEC Grants First Approval for Bitcoin ETF

By Editors | 07/06/2024

The ETF will operate under a fund-of-funds structure, allocating investments across major global Bitcoin funds.

Securities / Derivatives

SEBI Relaxes Timeline for FPIs to Disclose Material Changes

By Ajoy K Das | 06/06/2024

“Type I” material changes must be disclosed within seven days, but supporting documents can be provided within 30 days.