Securities / Derivatives

    image

    Crypto / Digital Assets

    Cboe Australia Commences Trading in New Bitcoin ETF

    By Editors | 05/06/2024

    The new ETF, launched by Monochrome Asset Management, is the first in Australia to hold crypto assets directly.

    image

    Securities / Derivatives

    Korea: FSS Warns Against New Tax on Investment Income

    By Editors | 05/06/2024

    FSS governor said the financial investment income tax will disincentivise long-term investment and lead to outflows from Korea.

    image

    Enforcement

    SGX Imposes Three Year Ban on Ex-CEO of Listed Company

    By Nithya Subramanian | 04/06/2024

    The three-year ban is the most severe sanction SGX’s Listings Disciplinary Committee can impose.

    image

    Securities / Derivatives

    China Raises QDII Limits for the First Time Since July 2023

    By Editors | 04/06/2024

    China had suspended the expansion of the QDII programme last year to reduce capital outflow and ease pressure on the yuan.

    image

    Securities / Derivatives

    Australian Treasury Orders Chinese Investors to Sell Shares

    By Editors | 04/06/2024

    China-linked investors were ordered to dispose of shares in rare earths miner Northern Minerals on national interest grounds.

    image

    Securities / Derivatives

    IOSCO Sets Out Good Practices for Leveraged Loan, CLO Markets

    By Manesh Samtani | 04/06/2024

    The report provides an analysis of LL and CLO markets and sets out 12 good practices to support decision-making in these markets.

    image

    Securities / Derivatives

    Marketnode Set to Launch New Funds Settlement Infrastructure

    By Editors | 04/06/2024

    Fundnode will be ready within June with a network of partners including fund managers, wealth managers, and private banks.

    image

    Securities / Derivatives

    HKSCC to Enhance Settlement Process for Dual Counter Securities

    By Manesh Samtani | 04/06/2024

    HKSCC intends to eliminate the need for manual inter-counter transfers in CCASS during settlement of securities traded in multiple currencies.

    image

    Securities / Derivatives

    SEBI to Review Ownership Structures of Clearing Corporations

    By Ajoy K Das | 03/06/2024

    An expert committee will review whether majority ownership of clearing corporations by stock exchanges remains appropriate.

    image

    Securities / Derivatives

    MAS Issues Guidelines for New Derivatives Reporting Regime

    By Manesh Samtani | 03/06/2024

    The guidelines focus on UTI generation and reporting, as well as re-reporting of contracts that haven’t yet matured when the new regime takes effect.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team