Securities / Derivatives

    ESG / Sustainability

    BOJ to Assess Market Functioning in Relation to Climate

    By Editors | 14/12/2021

    The BOJ will gather stakeholder views on how climate-related risks and opportunities are reflected in stock and bond prices and how to develop the ESG bond market.

    Securities / Derivatives

    HKEX Lists First ETFs Tracking MSCI China A 50 Connect Index

    By Sanday Chongo Kabange | 14/12/2021

    Two ETFs managed by China Asset Management and CSOP Asset Management listed on Monday, while a third will list on today.

    Securities / Derivatives

    SFC Sets Out Rules for Quarantine-free Travel to Mainland

    By Manesh Samtani | 14/12/2021

    Staff or directors of licensed corporations whose main purpose of travel is for the management of the firm’s Mainland business are eligible.

    Fintech / Regtech

    Bursa Malaysia Concludes Dematerialised Structured Warrants PoC

    By Manesh Samtani | 14/12/2021

    The PoC demonstrated that smart contracts can help to enable parties to share standardised and automated business processes and enable increased workflow efficiency.

    Securities / Derivatives

    US Sanctions Force Chinese AI Firm to Postpone HK IPO

    By Manesh Samtani | 13/12/2021

    The US Treasury placed Chinese AI firm SenseTime on an investment blacklist just as the company was preparing to list in Hong Kong.

    ESG / Sustainability

    Thai SEC Consults on Disclosure Guidance for SRI Funds

    By Editors | 13/12/2021

    Disclosures should include an investment strategy that details the securities analysis and selection process and investment benchmarks used.

    Securities / Derivatives

    SEBI Seeks to Regulate Algo Trading by Retail Investors

    By Editors | 13/12/2021

    SEBI is concerned that investors are increasingly using unregulated third party applications and algorithms to automate decision-making and trading.

    AML / KYC

    CSRC to Enhance Account Management in Securities Industry

    By Darien Choong | 13/12/2021

    A pilot project has been initiated with 10 securities firms to optimise their account management functions and ensure the safety of customer funds.

    ESG / Sustainability

    HK Bourse Finalises New Rules on Governance, Board Diversity

    By Editors | 13/12/2021

    Amended corporate governance code and listing rules will require firms to ensure board independence, refreshment, and diversity from 1 January 2022.

    ESG / Sustainability

    PBOC Reiterates Commitment to Hong Kong Financial Centre

    By Sanday Chongo Kabange | 13/12/2021

    Key areas of collaboration to enhance Hong Kong’s roles as an international financial centre include CBDC, regtech, green finance development.

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