Securities / Derivatives

    Securities / Derivatives

    FSC Korea Prepares to Lift Ban on Illegal Short Selling

    By Sanday Chongo Kabange | 16/01/2021

    The FSC has revised the FSCMA enforcement decree as part of efforts to strengthen penalties for illegal short selling, as it prepares to lift a ban on short selling in March.

    Market Infrastructure

    Hong Kong Lawmaker Asks HKEX to Lower Market Data Fees

    By Manesh Samtani | 16/01/2021

    HKEX’s monthly fees for retail investors are higher than other stock exchanges, which may have implications for stockbrokers that serve retail investors, says a new report.

    ESG / Sustainability

    Korea to Require ESG Disclosures from Listed Companies

    By Editors | 15/01/2021

    Large companies will have to disclose ESG information from 2025. This will expand to all KOSPI-listed companies from 2030.

    ESG / Sustainability

    JPX Issues New ESG Handbook to Listed Companies

    By Editors | 14/01/2021

    The handbook explains how to identify ESG issues that are relevant, how to connect the issues to a business strategy and how to best disclose achievements.

    Enforcement

    NAFMII Identifies Regulatory Breaches at Haitong Securities

    By Editors | 14/01/2021

    The breaches have been reported to the PBOC and CSRC, which are likely to issue penalties to Haitong Securities and its subsidiaries.

    Securities / Derivatives

    BSEC to Form Market Stabilisation Fund with Unclaimed Dividends

    By Editors | 14/01/2021

    Listed companies in Bangladesh have unclaimed cash and stock dividends worth about $2.5bn, which will be used to support the capital market.

    Securities / Derivatives

    Taiwan Central Bank Probes for Suspected Currency Speculation

    By Editors | 14/01/2021

    The Taiwan dollar is up 1.4% against the US dollar this year, raising concerns from the government that Taiwan could be labelled a manipulator by the US.

    Securities / Derivatives

    UPDATED – Tokyo Bourse Sets Launch Date for CONNEQTOR Platform

    By Editors | 14/01/2021

    The platform has been in development as part of efforts to improve the liquidity of ETFs and improve convenience for institutional investors.

    Securities / Derivatives

    State Street to Resume Buying Sanctioned Stocks for Tracker Fund

    By Editors | 14/01/2021

    Two days after State Street said it would not be able to buy shares in US-sanctioned stocks, the company has said it will resume these investments to continue tracking the Hang Seng Index.

    Securities / Derivatives

    China Enhances Market Maker Rules for Interbank FX Market

    By Editors | 13/01/2021

    SAFE has lowered the entry threshold for firms looking to participate in market making in the interbank foreign exchange market.

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