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Securities / Derivatives
FSC Korea Prepares to Lift Ban on Illegal Short Selling
By Sanday Chongo Kabange | 16/01/2021
The FSC has revised the FSCMA enforcement decree as part of efforts to strengthen penalties for illegal short selling, as it prepares to lift a ban on short selling in March.
Market Infrastructure
Hong Kong Lawmaker Asks HKEX to Lower Market Data Fees
By Manesh Samtani | 16/01/2021
HKEX’s monthly fees for retail investors are higher than other stock exchanges, which may have implications for stockbrokers that serve retail investors, says a new report.
ESG / Sustainability
Korea to Require ESG Disclosures from Listed Companies
By Editors | 15/01/2021
Large companies will have to disclose ESG information from 2025. This will expand to all KOSPI-listed companies from 2030.
ESG / Sustainability
JPX Issues New ESG Handbook to Listed Companies
By Editors | 14/01/2021
The handbook explains how to identify ESG issues that are relevant, how to connect the issues to a business strategy and how to best disclose achievements.
Enforcement
NAFMII Identifies Regulatory Breaches at Haitong Securities
By Editors | 14/01/2021
The breaches have been reported to the PBOC and CSRC, which are likely to issue penalties to Haitong Securities and its subsidiaries.
Securities / Derivatives
BSEC to Form Market Stabilisation Fund with Unclaimed Dividends
By Editors | 14/01/2021
Listed companies in Bangladesh have unclaimed cash and stock dividends worth about $2.5bn, which will be used to support the capital market.
Securities / Derivatives
Taiwan Central Bank Probes for Suspected Currency Speculation
By Editors | 14/01/2021
The Taiwan dollar is up 1.4% against the US dollar this year, raising concerns from the government that Taiwan could be labelled a manipulator by the US.
Securities / Derivatives
UPDATED – Tokyo Bourse Sets Launch Date for CONNEQTOR Platform
By Editors | 14/01/2021
The platform has been in development as part of efforts to improve the liquidity of ETFs and improve convenience for institutional investors.
Securities / Derivatives
State Street to Resume Buying Sanctioned Stocks for Tracker Fund
By Editors | 14/01/2021
Two days after State Street said it would not be able to buy shares in US-sanctioned stocks, the company has said it will resume these investments to continue tracking the Hang Seng Index.
Securities / Derivatives
China Enhances Market Maker Rules for Interbank FX Market
By Editors | 13/01/2021
SAFE has lowered the entry threshold for firms looking to participate in market making in the interbank foreign exchange market.
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