ADVERTISEMENT
SECURITIES / DERIVATIVES
Securities / Derivatives
CFTC Relaxes Reporting Rules for Japanese Swap Dealers
By Mark Johnston | 24/03/2025
The CFTC issued a staff interpretation in response to industry concerns raised by SIFMA on behalf of Japanese nonbank swap dealers.
AML / KYC
SC Malaysia Outlines 2025 Plans to Strengthen the Capital Market
By Nithya Subramanian | 24/03/2025
The SC will develop its next capital market masterplan, advance ACMF initiatives, and prepare for FATF and CG Watch assessments.
Enforcement
SFC Suspends Former Securities Broker Over ‘Finfluencer’ Activities
By Mark Johnston | 24/03/2025
The former Tse’s Securities representative provided investment advice through a subscription-based chat group on Telegram he hosted without a licence.
Market Infrastructure
Hong Kong SFC Issues Further IPO Subscription Guidance
By Sanday Chongo Kabange | 21/03/2025
The SFC has directed licensed corporations to stop engaging in “imprudent and aggressive” IPO financing practices.
Securities / Derivatives
JSDA Revises Rules on Digital Document Delivery
By Thisanka Siripala | 21/03/2025
Changes to JSDA’s self-regulatory rules aim to standardise and clarify the methods for providing information to customers electronically.
Securities / Derivatives
BSP Proposes to Revise Rules on Peso NDFs and Swaps
By Sanday Chongo Kabange | 21/03/2025
The BSP wants banks to limit Peso NDF, NDS and NDCCS exposures to mitigate any potential build-up of systemic risks.
Securities / Derivatives
SEBI Lowers Minimum Investment Size on Social Stock Exchanges
By Nithya Subramanian | 21/03/2025
The lower minimum application size for ZCZP Instruments is expected to make social investments more accessible to smaller investors.
ESG / Sustainability
China to Issue CNY-Denominated Green Bonds in London
By Mark Johnston | 21/03/2025
China’s first CNY sovereign green bond in London seeks global investment for the country’s ambitious climate targets.
Securities / Derivatives
OJK Indonesia Eases Stock Buyback Policy Amid Market Volatility
By Nithya Subramanian | 21/03/2025
Publicly listed companies will now be able to repurchase shares without having to wait for a shareholders’ meeting.
Securities / Derivatives
JSDA Seeks Public Feedback on Corporate Bond Underwriting Rules
By Thisanka Siripala | 21/03/2025
The draft guidelines seek to increase the use of covenants in corporate bond issuance, particularly for lower rated bonds.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team