Securities / Derivatives

    Enforcement

    Officials Installed at Chinese Securities Firm to Monitor Risks

    By Editors | 08/05/2019

    The CSRC has installed officials at a troubled securities firm, N-Securities, over concerns about excessive debt and inadequate risk management.

    Securities / Derivatives

    HKMA Launches Green and Sustainable Banking Initiative

    By Manesh Samtani | 08/05/2019

    The measures include the development of a common framework and methodology for banks to assess how ‘green’ they are, and requirements to meet supervisory targets in this regard.

    Market Infrastructure

    HKEX Pushes Forward Commodities Business in China

    By Manesh Samtani | 08/05/2019

    HKEX  is working with the Guangdong government to launch a pilot scheme for LME metals warehousing under the Greater Bay Area project.

    Securities / Derivatives

    AFMI Issues Guidelines for Funds on Debt Write-Offs, Haircuts

    By Editors | 07/05/2019

    The Association of Mutual Funds in India has issued new guidelines on how fund managers should write down debt and take haircuts for sub-investment grade securities.

    Fintech / Regtech

    Malaysia to Use Blockchain in Securities Borrowing and Lending

    By Editors | 07/05/2019

    Working with bank stakeholders, Bursa Malaysia is developing Southeast Asia’s first blockchain proof-of-concept for securities borrowing and lending.

    Enforcement

    Temporary Relief to NSE Directors, Brokerages in Algo Case

    By Editors | 07/05/2019

    Three brokerages facing market bans had asked for a temporary stay to close out open futures and options positions.

    Securities / Derivatives

    BSEC Publishes Draft Rules on Securities Short Selling

    By Editors | 07/05/2019

    The draft rules set out requirements for brokers and dealers in relation to short selling of securities, which is currently prohibited in Bangladesh.

    Securities / Derivatives

    SGX Central Depository Moves to Digital Account Opening

    By Editors | 07/05/2019

    CDP account opening can now be done online without paper documents, allowing for greater convenience, security and “a better experience” for retail investors.

    Market Infrastructure

    Securities Association Says MPFA Needs to Enable China Market Access

    By Editors | 06/05/2019

    MPF managers are allowed to invest in 40 approved overseas exchanges, but this does not include exchanges in China.

    Crypto / Digital Assets

    ESG: The Un-Hyped Acronym

    By Philippe Dirckx | 06/05/2019

    Compliance to ESG standards and principles will permanently transform the way we conduct business, says international banking veteran Philippe Dirckx.

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