Securities / Derivatives

    Enforcement

    SEBI Directs Exchanges to Check Volatile Stocks for Manipulation

    By Editors | 07/02/2019

    SEBI has asked the BSE and NSE to boost intra-day surveillance to check unusually volatile stocks for possible manipulation.

    Securities / Derivatives

    ISDA Launches Digital Platform to Automate IM Documentation

    By Editors | 07/02/2019

    ‘ISDA Create – IM’ is expected to significantly reduce the time and resources it takes to negotiate margin documentation for participants in non-cleared OTC derivatives markets.

    Crypto / Digital Assets

    Thailand Unveils Three-year Capital Market Development Plan

    By Editors | 05/02/2019

    The SET’s plan is aimed at broadening its investor base, scaling up digital transformation, widening access to mutual funds and streamlining regulatory processes.

    Securities / Derivatives

    UPDATED – Hong Kong SFC Revamps Licensing Processes

    By Editors | 04/02/2019

    The move is aimed at halting “rolling bad apples” in their tracks by requiring firms to provide the SFC with details about employee departures, says Herbert Smith Freehills.

    Market Infrastructure

    Bloomberg Indices to Include Chinese Local Currency Bonds from April

    By Editors | 01/02/2019

    The Bloomberg Barclays Global Aggregate Index will phase in Chinese government bonds and policy bank securities over 20 months, starting from April 2019.

    Market Infrastructure

    China to Expand Scope, Ease Requirements for QFII, RQFII Schemes

    By Editors | 01/02/2019

    New rules propose consolidating the QFII and RQFII into a single scheme, expanding the scope of investment products allowed and easing qualifying requirements for applicants.

    Securities / Derivatives

    China Consults on Rules for Shanghai’s New Science and Technology Board

    By Editors | 31/01/2019

    New rules under consultation cover auditing, issuance, listing, underwriting, trading and supervision of companies listed on the SSE’s new science and technology board.

    Securities / Derivatives

    S. Korea FSC Announces ‘Revitalisation Plan’ for KONEX Market

    By Editors | 31/01/2019

    New rules for the KONEX are aimed at boosting liquidity and trust in the market, while also making fundraising easier for SMEs and venture companies.

    Market Infrastructure

    JPM Asset Management Approved to Sell HK Funds in China

    By Editors | 30/01/2019

    Two of JPMorgan’s Hong Kong funds have been approved for distribution in China under the Mutual Recognition of Funds scheme.

    Securities / Derivatives

    ASX Consults on Moving Bank Bill Futures to Cash Settlement

    By Editors | 30/01/2019

    The move is expected to increase participation from swap dealers and offshore entities in Australia’s most actively traded listed short term interest rate derivative.

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