ADVERTISEMENT
Enforcement
SEBI Directs Exchanges to Check Volatile Stocks for Manipulation
By Editors | 07/02/2019
SEBI has asked the BSE and NSE to boost intra-day surveillance to check unusually volatile stocks for possible manipulation.
Securities / Derivatives
ISDA Launches Digital Platform to Automate IM Documentation
By Editors | 07/02/2019
‘ISDA Create – IM’ is expected to significantly reduce the time and resources it takes to negotiate margin documentation for participants in non-cleared OTC derivatives markets.
Crypto / Digital Assets
Thailand Unveils Three-year Capital Market Development Plan
By Editors | 05/02/2019
The SET’s plan is aimed at broadening its investor base, scaling up digital transformation, widening access to mutual funds and streamlining regulatory processes.
Securities / Derivatives
UPDATED – Hong Kong SFC Revamps Licensing Processes
By Editors | 04/02/2019
The move is aimed at halting “rolling bad apples” in their tracks by requiring firms to provide the SFC with details about employee departures, says Herbert Smith Freehills.
Market Infrastructure
Bloomberg Indices to Include Chinese Local Currency Bonds from April
By Editors | 01/02/2019
The Bloomberg Barclays Global Aggregate Index will phase in Chinese government bonds and policy bank securities over 20 months, starting from April 2019.
Market Infrastructure
China to Expand Scope, Ease Requirements for QFII, RQFII Schemes
By Editors | 01/02/2019
New rules propose consolidating the QFII and RQFII into a single scheme, expanding the scope of investment products allowed and easing qualifying requirements for applicants.
Securities / Derivatives
China Consults on Rules for Shanghai’s New Science and Technology Board
By Editors | 31/01/2019
New rules under consultation cover auditing, issuance, listing, underwriting, trading and supervision of companies listed on the SSE’s new science and technology board.
Securities / Derivatives
S. Korea FSC Announces ‘Revitalisation Plan’ for KONEX Market
By Editors | 31/01/2019
New rules for the KONEX are aimed at boosting liquidity and trust in the market, while also making fundraising easier for SMEs and venture companies.
Market Infrastructure
JPM Asset Management Approved to Sell HK Funds in China
By Editors | 30/01/2019
Two of JPMorgan’s Hong Kong funds have been approved for distribution in China under the Mutual Recognition of Funds scheme.
Securities / Derivatives
ASX Consults on Moving Bank Bill Futures to Cash Settlement
By Editors | 30/01/2019
The move is expected to increase participation from swap dealers and offshore entities in Australia’s most actively traded listed short term interest rate derivative.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team