Securities / Derivatives

    Securities / Derivatives

    India Streamlines FPI Registration Process

    By Editors | 05/02/2020

    The new ‘Common Application Form’ can be used for three purposes – FPI registration with SEBI, PAN issuance by the CBDT, and KYC for account opening with intermediaries.

    Securities / Derivatives

    SEBI Asks Exchanges to Review Commodity Derivatives Performance

    By Editors | 05/02/2020

    Performance reviews of commodity derivatives contracts should be conducted each year to ensure alignment with the physical markets.

    Securities / Derivatives

    SGX, IPOS Launch Joint Initiative to Unlock Value from Intangible Assets

    By Editors | 05/02/2020

    Until end-2020, a pilot programme will help companies undergo an evaluation and audit process to assess their intangible assets as indicators of business value.

    Securities / Derivatives

    Hong Kong PE Firms Should Reassess Licensing Obligations

    By Michael P Wong | 05/02/2020

    Hong Kong private equity firms should reassess whether they have complied with licensing requirements in light of new guidance from the SFC, says Dechert partner Michael Wong.

    Securities / Derivatives

    HK Bourse to Grant Relief on Issuer Results Announcements

    By Editors | 04/02/2020

    Listed companies experiencing difficulties publishing results or audited financial statements due to coronavirus-related travel and other restrictions may be granted relief.

    Securities / Derivatives

    BSE, NSE Launch New Trading Platforms for Debt Securities

    By Editors | 04/02/2020

    BSE India launched its new RFQ Platform on Monday and NSE on Tuesday. The platforms offer greater transparency and access to debt securities for eligible investors.

    Securities / Derivatives

    Thailand, Luxembourg Explore Financial Market Cooperation

    By Editors | 04/02/2020

    Thailand’s SEC and LuxSE have discussed cooperation to promote sustainable finance, while also agreeing to explore the creation of a trading link between the two countries.

    Securities / Derivatives

    FSS Korea Finds Mismanaged Liquidity at More Private Equity Funds

    By Editors | 04/02/2020

    The FSS has identified at least four firms whose funds face potential liquidity crisis risks, similar to Lime Asset Management, which has so far frozen 1.7tr won in assets.

    Securities / Derivatives

    SEBI Sets Position Limits for Gift City Rupee Derivatives

    By Editors | 04/02/2020

    Brokers, institutional investors and eligible foreign investors can hold gross open positions in rupee futures and options contracts up to $1bn or 15% of total open interest, whichever is higher.

    Fintech / Regtech

    MAS Sandbox Graduate ‘iSTOX’ Approved for Full Launch

    By Editors | 04/02/2020

    The iSTOX platform connects buyers and sellers of digitised securities denominated in fiat currencies, catering to institutional and accredited investors in Singapore.

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