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Securities / Derivatives
India Streamlines FPI Registration Process
By Editors | 05/02/2020
The new ‘Common Application Form’ can be used for three purposes – FPI registration with SEBI, PAN issuance by the CBDT, and KYC for account opening with intermediaries.
Securities / Derivatives
SEBI Asks Exchanges to Review Commodity Derivatives Performance
By Editors | 05/02/2020
Performance reviews of commodity derivatives contracts should be conducted each year to ensure alignment with the physical markets.
Securities / Derivatives
SGX, IPOS Launch Joint Initiative to Unlock Value from Intangible Assets
By Editors | 05/02/2020
Until end-2020, a pilot programme will help companies undergo an evaluation and audit process to assess their intangible assets as indicators of business value.
Securities / Derivatives
Hong Kong PE Firms Should Reassess Licensing Obligations
By Michael P Wong | 05/02/2020
Hong Kong private equity firms should reassess whether they have complied with licensing requirements in light of new guidance from the SFC, says Dechert partner Michael Wong.
Securities / Derivatives
HK Bourse to Grant Relief on Issuer Results Announcements
By Editors | 04/02/2020
Listed companies experiencing difficulties publishing results or audited financial statements due to coronavirus-related travel and other restrictions may be granted relief.
Securities / Derivatives
BSE, NSE Launch New Trading Platforms for Debt Securities
By Editors | 04/02/2020
BSE India launched its new RFQ Platform on Monday and NSE on Tuesday. The platforms offer greater transparency and access to debt securities for eligible investors.
Securities / Derivatives
Thailand, Luxembourg Explore Financial Market Cooperation
By Editors | 04/02/2020
Thailand’s SEC and LuxSE have discussed cooperation to promote sustainable finance, while also agreeing to explore the creation of a trading link between the two countries.
Securities / Derivatives
FSS Korea Finds Mismanaged Liquidity at More Private Equity Funds
By Editors | 04/02/2020
The FSS has identified at least four firms whose funds face potential liquidity crisis risks, similar to Lime Asset Management, which has so far frozen 1.7tr won in assets.
Securities / Derivatives
SEBI Sets Position Limits for Gift City Rupee Derivatives
By Editors | 04/02/2020
Brokers, institutional investors and eligible foreign investors can hold gross open positions in rupee futures and options contracts up to $1bn or 15% of total open interest, whichever is higher.
Fintech / Regtech
MAS Sandbox Graduate ‘iSTOX’ Approved for Full Launch
By Editors | 04/02/2020
The iSTOX platform connects buyers and sellers of digitised securities denominated in fiat currencies, catering to institutional and accredited investors in Singapore.
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