SECURITIES / DERIVATIVES

Securities / Derivatives

ARFP Faces Tax, Political Challenges

By Editors | 10/05/2016

Singapore’s absence from passport can support progress on cross-border tax issues.

Securities / Derivatives

SEBI to Tighten Trading Violation Enforcement

By Samuel Riding | 06/05/2016

Securities regulator to introduce ‘market-wide impact’ definition.

Securities / Derivatives

Philippines: Adapting to LCR

By Wolters Kluwer Financial Services | 05/05/2016

One of the biggest pain points banks in the Philippines will soon face is the calculation of liquidity coverage, according to Wolters Kluwer.

Securities / Derivatives

Talent Risk and Reward

By Editors | 04/05/2016

Three trends impacting APAC risk talent strategy

Securities / Derivatives

RBI Proposes Derivative Margining Rules

By Samuel Riding | 04/05/2016

Requirements to apply to non-centrally cleared derivatives usage above INR3.5trn threshold.

Market Infrastructure

SEBI Planning Paperless Intermediary Registration

By Samuel Riding | 25/04/2016

Brokerages, mutual funds, portfolio managers and others will be able to forego written applications.

Securities / Derivatives

SGX Reveals Trading Irregularities after MAS Raids

By Samuel Riding | 25/04/2016

MAS and police raid at least four broking houses, take two remisiers for questioning.

AML / KYC

ASIC to Use Windfall to Boost Surveillance, Enforcement

By Samuel Riding | 21/04/2016

Australian securities regulator also welcomes shift to industry funding model.

Market Infrastructure

No Limits on Foreign Inter-bank FX, Bond Investment – PBOC

By Samuel Riding | 15/04/2016

Foreign central banks must register with foreign exchange system to trade inter-bank FX, can use PBOC as agent.