Securities / Derivatives

    Securities / Derivatives

    SAFE to Tighten Risk Control, Limits Some USD Purchases

    By Samuel Riding | 11/01/2016

    Foreign exchange regulator plans to boost risk controls, push regulatory reform and market development.

    Market Infrastructure

    SZSE Revises Disclosure Requirements

    By Samuel Riding | 11/01/2016

    Shenzhen exchange introduces pre-announcement system for stake reductions by major shareholders.

    Securities / Derivatives

    JP Morgan Fined for Trading Breaches

    By Samuel Riding | 15/12/2015

    Hong Kong SFC reprimands investment bank for short-selling, principal trading and dark pool failings.

    Market Infrastructure

    IOSCO Publishes Results of Hedge Fund Survey

    By Samuel Riding | 14/12/2015

    Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.

    Securities / Derivatives

    The Challenges and Pitfalls in IFRS 9 Implementation

    By Wolters Kluwer Financial Services | 04/12/2015

    Wolters Kluwer Financial Services examines the challenges and impact of new reporting standards.

    Market Infrastructure

    Four Japanese Banks Sign up to ISDA Protocol

    By Samuel Riding | 13/11/2015

    Quartet among 21 global financial institutions to sign up to revised protocol on special resolution regimes.

    Securities / Derivatives

    Leading Banks Join Fenergo in Addressing Industry Challenges

    By Editors | 09/11/2015

    Complexity of multi-jurisdictional entity data is presenting financial institutions with inconsistencies between international and local rules and restrictions.

    Securities / Derivatives

    New Malaysia Capital Rules to Affect Banking Groups, says Fitch

    By Editors | 22/10/2015

    Malaysia’s extension of Basel III capital adequacy requirements to financial holding companies will affect most major banking groups.

    Securities / Derivatives

    Indonesia Expects Myanmar Banking Deal by Year-End

    By Editors | 18/10/2015

    Indonesia’s Financial Services Authority (OJK) expects to seal a bilateral deal with Myanmar’s banking regulator before the end of the year.

    Securities / Derivatives

    Withholding Tax on Bank Transactions is Illegal, says Pakistan Economy Watch

    By Editors | 17/10/2015

    Independent forum Pakistan Economy Watch says the withholding tax imposed on bank transactions is illegal and unethical, and violates the basic rights of the banked population.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team