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AML / KYC
FATF Issues Guidance on Securities Sector Risk-based Approach
By Editors | 02/11/2018
The guidance supports the design and implementation of the risk-based approach for securities products and services, which can create opportunities for criminals to launder proceeds of crime.
Market Infrastructure
MAS, CSRC Enhance Cooperation on Capital Markets, Derivatives
By Editors | 01/11/2018
The derivatives MoU will enhance cross-border supervision and the development of futures markets, while staff exchanges will deepen ties between the agencies.
Market Infrastructure
NZX Overhauls Listing Rules in Transition to Single Board
By Editors | 30/10/2018
New listing rules to take effect from January, in advance of migration to a single board where equity, debt and fund issuers will be covered in a single rule set.
Securities / Derivatives
China to Release Insurers from Equity Investment Restrictions
By Editors | 30/10/2018
CBIRC draft rules loosen restrictions on how much insurance companies can invest in the stock market and in which sectors they can participate.
Securities / Derivatives
S. Korea Scales Up Stabilisation Fund as Market Hits 22-Month Low
By Manesh Samtani | 30/10/2018
The 500 billion won fund will start investing in the KOSDAQ from November. Separately, market participants will establish an emergency monitoring system to better respond to instability.
Securities / Derivatives
China Relaxes Rules on Stock Buybacks to Support Market
By Manesh Samtani | 30/10/2018
Over 750 listed companies have since announced stock buybacks, including Ping An Insurance Group, which plans to buy back $15.8 billion of its outstanding shares.
Securities / Derivatives
S. Korea Industry Body KOFIA to Inspect Securities Firms
By Editors | 29/10/2018
The Korea Financial Investment Association will examine internal operations at securities firms in a bid to prevent order-handling accidents and restore market confidence.
Market Infrastructure
Bond Connect Credited for Rapid Growth of China ABS Market
By Manesh Samtani | 25/10/2018
China’s onshore ABS market has been growing rapidly since the launch of Bond Connect last year, according to panellists at IMN’s Asian Structured Credit Summit.
Securities / Derivatives
China Formalises Measures to Support Markets, Private Enterprises
By Manesh Samtani | 23/10/2018
The measures include more funding to support bank lending to small firms and a broker-led fund to support listed companies facing forced liquidation of pledged shares, among others.
Securities / Derivatives
China’s Top Regulators Restore Market Confidence with Vow of Support
By Manesh Samtani | 22/10/2018
The PBOC, CBIRC and CSRC issued statements announcing new measures to support China’s market after equities fell to their lowest levels since May 2014.
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