Securities / Derivatives

    AML / KYC

    FATF Issues Guidance on Securities Sector Risk-based Approach

    By Editors | 02/11/2018

    The guidance supports the design and implementation of the risk-based approach for securities products and services, which can create opportunities for criminals to launder proceeds of crime.

    Market Infrastructure

    MAS, CSRC Enhance Cooperation on Capital Markets, Derivatives

    By Editors | 01/11/2018

    The derivatives MoU will enhance cross-border supervision and the development of futures markets, while staff exchanges will deepen ties between the agencies.

    Market Infrastructure

    NZX Overhauls Listing Rules in Transition to Single Board

    By Editors | 30/10/2018

    New listing rules to take effect from January, in advance of migration to a single board where equity, debt and fund issuers will be covered in a single rule set.

    Securities / Derivatives

    China to Release Insurers from Equity Investment Restrictions

    By Editors | 30/10/2018

    CBIRC draft rules loosen restrictions on how much insurance companies can invest in the stock market and in which sectors they can participate.

    Securities / Derivatives

    S. Korea Scales Up Stabilisation Fund as Market Hits 22-Month Low

    By Manesh Samtani | 30/10/2018

    The 500 billion won fund will start investing in the KOSDAQ from November. Separately, market participants will establish an emergency monitoring system to better respond to instability.

    Securities / Derivatives

    China Relaxes Rules on Stock Buybacks to Support Market

    By Manesh Samtani | 30/10/2018

    Over 750 listed companies have since announced stock buybacks, including Ping An Insurance Group, which plans to buy back $15.8 billion of its outstanding shares.

    Securities / Derivatives

    S. Korea Industry Body KOFIA to Inspect Securities Firms

    By Editors | 29/10/2018

    The Korea Financial Investment Association will examine internal operations at securities firms in a bid to prevent order-handling accidents and restore market confidence.

    Market Infrastructure

    Bond Connect Credited for Rapid Growth of China ABS Market

    By Manesh Samtani | 25/10/2018

    China’s onshore ABS market has been growing rapidly since the launch of Bond Connect last year, according to panellists at IMN’s Asian Structured Credit Summit.

    Securities / Derivatives

    China Formalises Measures to Support Markets, Private Enterprises

    By Manesh Samtani | 23/10/2018

    The measures include more funding to support bank lending to small firms and a broker-led fund to support listed companies facing forced liquidation of pledged shares, among others.

    Securities / Derivatives

    China’s Top Regulators Restore Market Confidence with Vow of Support

    By Manesh Samtani | 22/10/2018

    The PBOC, CBIRC and CSRC issued statements announcing new measures to support China’s market after equities fell to their lowest levels since May 2014.

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